LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JWN
901
DELISTED
Nordstrom
JWN
| $1.91M | 0.01% |
28,114
+3,009
| +12% | +$195K |
|
902
American Water Works
AWK
$26.7B
| $1.91M | 0.01% |
38,606
+58
| +0.2% | +$2.73K |
|
|
RSO
903
DELISTED
Resource Capital Corp.
RSO
| $1.91M | 0.01% |
84,680
+71,512
| +543% | +$1.6M |
|
904
Invesco Golden Dragon China ETF
PGJ
$98.9M
| $1.91M | 0.01% |
61,641
-27,549
| -31% | -$799K |
|
905
Regions Financial
RF
$26.4B
| $1.91M | 0.01% |
179,494
+23,761
| +15% | +$248K |
|
|
FVL
906
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
| $1.9M | 0.01% |
93,239
+17,961
| +24% | +$351K |
|
907
Skyworks Solutions
SWKS
$9.37B
| $1.89M | 0.01% |
40,319
-2,273
| -5% | -$95.7K |
|
|
LLL
908
DELISTED
L3 Technologies, Inc.
LLL
| $1.89M | 0.01% |
15,611
-47
| -0.3% | -$5.58K |
|
909
Invesco Energy Exploration & Production ETF
PXE
$89.6M
| $1.88M | 0.01% |
48,644
+13,617
| +39% | +$508K |
|
|
AGC
910
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $1.88M | 0.01% |
245,956
+121,278
| +97% | +$912K |
|
911
Macy's
M
$6.53B
| $1.88M | 0.01% |
32,459
+12,050
| +59% | +$699K |
|
912
Coca-Cola Europacific Partners
CCEP
$48.3B
| $1.88M | 0.01% |
39,349
-5,866
| -13% | -$271K |
|
913
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
| $1.88M | 0.01% |
75,252
-14,100
| -16% | -$339K |
|
914
Myriad Genetics
MYGN
$270M
| $1.88M | 0.01% |
48,208
+3,818
| +9% | +$142K |
|
915
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
| $1.87M | 0.01% |
45,844
-1,070
| -2% | -$42.7K |
|
916
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
| $1.87M | 0.01% |
41,034
-102
| -0.2% | -$4.58K |
|
917
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
| $1.87M | 0.01% |
36,886
+2,714
| +8% | +$132K |
|
918
Yelp
YELP
$1.45B
| $1.87M | 0.01% |
24,346
+17,903
| +278% | +$1.16M |
|
|
EFII
919
DELISTED
Electronics for Imaging
EFII
| $1.86M | 0.01% |
41,179
-803
| -2% | -$32.4K |
|
920
iShares US Regional Banks ETF
IAT
$674M
| $1.86M | 0.01% |
53,663
+6,100
| +13% | +$205K |
|
921
Dentsply Sirona
XRAY
$2.68B
| $1.85M | 0.01% |
39,123
-1,592
| -4% | -$74.1K |
|
922
Invesco Value Municipal Income Trust
IIM
$589M
| $1.85M | 0.01% |
123,513
+844
| +0.7% | +$12.7K |
|
923
Tractor Supply
TSCO
$16.1B
| $1.84M | 0.01% |
152,425
-81,115
| -35% | -$1.06M |
|
|
ALXN
924
DELISTED
Alexion Pharmaceuticals
ALXN
| $1.84M | 0.01% |
11,761
+1,142
| +11% | +$180K |
|
925
IPG Photonics
IPGP
$3.61B
| $1.83M | 0.01% |
26,668
+2,937
| +12% | +$198K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.