LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$87.8M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$72.6M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.3M |
| 4 |
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.2M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$43M |
Top Sells
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$120M |
| 2 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$57.3M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$53.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$41.2M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.87% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.67% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
901
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$104M
| $1.8M | 0.01% |
31,904
-797
| -2% | -$44.8K |
|
902
Ambarella
AMBA
$3.59B
| $1.79M | 0.01% |
66,998
+51,770
| +340% | +$1.38M |
|
903
Medical Properties Trust
MPW
$2.75B
| $1.77M | 0.01% |
138,278
-59,684
| -30% | -$764K |
|
|
PML
904
PIMCO Municipal Income Fund II
PML
$495M
| $1.77M | 0.01% |
152,505
-68
| -0% | -$788 |
|
905
Invesco Value Municipal Income Trust
IIM
$566M
| $1.77M | 0.01% |
122,669
-53,819
| -30% | -$775K |
|
906
Rockwell Automation
ROK
$38.8B
| $1.76M | 0.01% |
14,165
+305
| +2% | +$38K |
|
|
SAVE
907
DELISTED
Spirit Airlines, Inc.
SAVE
| $1.76M | 0.01% |
29,649
+9,793
| +49% | +$582K |
|
908
Pembina Pipeline
PBA
$22.1B
| $1.75M | 0.01% |
46,009
+6,314
| +16% | +$240K |
|
|
NQM
909
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
| $1.75M | 0.01% |
124,058
-21,575
| -15% | -$305K |
|
910
American Water Works
AWK
$27.3B
| $1.75M | 0.01% |
38,548
-15,828
| -29% | -$719K |
|
911
BlackRock Health Sciences Trust
BME
$479M
| $1.75M | 0.01% |
47,216
+160
| +0.3% | +$5.92K |
|
|
AXAS
912
DELISTED
Abraxas Petroleum Corporation
AXAS
| $1.74M | 0.01% |
22,020
-377
| -2% | -$29.9K |
|
|
IBMD
913
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
| $1.74M | 0.01% |
32,746
-2,462
| -7% | -$131K |
|
914
Starwood Property Trust
STWD
$7.53B
| $1.73M | 0.01% |
73,480
-46,770
| -39% | -$1.1M |
|
|
ERF
915
DELISTED
Enerplus Corporation
ERF
| $1.73M | 0.01% |
87,156
+5,705
| +7% | +$113K |
|
916
Regions Financial
RF
$24.1B
| $1.73M | 0.01% |
155,733
+70,240
| +82% | +$780K |
|
917
Morgan Stanley
MS
$238B
| $1.73M | 0.01% |
55,467
+4,056
| +8% | +$126K |
|
918
Synaptics
SYNA
$2.73B
| $1.73M | 0.01% |
28,792
+2,049
| +8% | +$123K |
|
919
BlackRock CA Municipal Income Trust
BFZ
$322M
| $1.72M | 0.01% |
117,691
+13,689
| +13% | +$200K |
|
|
DFS
920
DELISTED
Discover Financial Services
DFS
| $1.72M | 0.01% |
29,584
-4,091
| -12% | -$238K |
|
921
iShares Global Timber & Forestry ETF
WOOD
$249M
| $1.72M | 0.01% |
33,234
+1,961
| +6% | +$102K |
|
|
EWRS
922
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
| $1.72M | 0.01% |
37,210
+6,876
| +23% | +$318K |
|
|
CTXS
923
DELISTED
Citrix Systems Inc
CTXS
| $1.72M | 0.01% |
37,599
+18,022
| +92% | +$824K |
|
|
RCS
924
PIMCO Strategic Income Fund
RCS
$343M
| $1.71M | 0.01% |
167,755
-48,427
| -22% | -$493K |
|
925
Global X MLP ETF
MLPA
$1.83B
| $1.7M | 0.01% |
17,593
-896
| -5% | -$86.8K |
|