LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Southwest Airlines
LUV
$22.7B
| $1.75M | 0.01% |
93,145
+47,766
| +105% | +$833K |
|
|
TYC
902
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $1.75M | 0.01% |
40,797
+953
| +2% | +$37K |
|
903
Entergy
ETR
$52.4B
| $1.75M | 0.01% |
55,320
-1,614
| -3% | -$51.4K |
|
904
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
| $1.75M | 0.01% |
35,089
+15,118
| +76% | +$754K |
|
905
Canadian National Railway
CNI
$78.3B
| $1.75M | 0.01% |
30,626
+3,980
| +15% | +$219K |
|
|
ALXN
906
DELISTED
Alexion Pharmaceuticals
ALXN
| $1.75M | 0.01% |
13,133
+3,041
| +30% | +$365K |
|
907
Trimble
TRMB
$13.6B
| $1.74M | 0.01% |
50,235
-495
| -1% | -$15.6K |
|
|
CAM
908
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
| $1.74M | 0.01% |
29,261
-18,865
| -39% | -$1.09M |
|
909
Invesco S&P 500 BuyWrite ETF
PBP
$353M
| $1.74M | 0.01% |
83,623
-13,340
| -14% | -$276K |
|
|
NRF
910
DELISTED
NorthStar Realty Finance Corp.
NRF
| $1.72M | 0.01% |
65,210
+50,793
| +352% | +$1.03M |
|
911
Cincinnati Financial
CINF
$28.3B
| $1.72M | 0.01% |
32,867
+2,434
| +8% | +$123K |
|
912
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
| $1.72M | 0.01% |
33,377
+13,826
| +71% | +$711K |
|
|
ONIT
913
Onity Group
ONIT
$341M
| $1.72M | 0.01% |
2,068
-469
| -18% | -$386K |
|
914
Darden Restaurants
DRI
$23.7B
| $1.72M | 0.01% |
35,365
-558
| -2% | -$25.8K |
|
915
ProShares Large Cap Core Plus
CSM
$513M
| $1.71M | 0.01% |
77,844
+5,096
| +7% | +$107K |
|
916
Ross Stores
ROST
$80.5B
| $1.71M | 0.01% |
45,666
-13,872
| -23% | -$521K |
|
917
L3Harris
LHX
$56.9B
| $1.71M | 0.01% |
24,463
-3,099
| -11% | -$196K |
|
918
Estee Lauder
EL
$30.7B
| $1.71M | 0.01% |
22,631
-498
| -2% | -$36.1K |
|
919
Nuveen Taxable Municipal Income Fund
NBB
$449M
| $1.71M | 0.01% |
92,470
+3,250
| +4% | +$59K |
|
920
Southern Copper
SCCO
$140B
| $1.71M | 0.01% |
64,071
-5,178
| -7% | -$130K |
|
921
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
| $1.7M | 0.01% |
29,549
+11,153
| +61% | +$629K |
|
|
SD
922
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $1.7M | 0.01% |
280,632
+117,680
| +72% | +$703K |
|
923
Scotiabank
BNS
$108B
| $1.7M | 0.01% |
29,278
-37
| -0.1% | -$2.08K |
|
924
WEC Energy
WEC
$37B
| $1.7M | 0.01% |
41,103
+3,990
| +11% | +$166K |
|
925
Alaska Air
ALK
$5.42B
| $1.7M | 0.01% |
46,200
+16,998
| +58% | +$604K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.