LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Netflix
NFLX
$299B
| $1.99M | 0.01% |
315,910
+25,690
| +9% | +$139K |
|
877
ASML
ASML
$626B
| $1.99M | 0.01% |
21,293
-1,082
| -5% | -$93.4K |
|
|
KOL
878
DELISTED
VanEck Vectors Coal ETF
KOL
| $1.98M | 0.01% |
10,587
-1,783
| -14% | -$334K |
|
879
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
| $1.98M | 0.01% |
45,424
+4,763
| +12% | +$202K |
|
880
Fluor
FLR
$7.01B
| $1.97M | 0.01% |
25,669
-820
| -3% | -$62.5K |
|
|
QIWI
881
DELISTED
QIWI PLC
QIWI
| $1.97M | 0.01% |
+48,937
| New | +$1.79M |
|
882
Rockwell Automation
ROK
$53.4B
| $1.97M | 0.01% |
15,764
+1,599
| +11% | +$197K |
|
883
iShares MSCI KLD 400 Social ETF
DSI
$5.3B
| $1.97M | 0.01% |
53,914
+9,576
| +22% | +$340K |
|
884
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$141M
| $1.97M | 0.01% |
139,887
-5,892
| -4% | -$83.1K |
|
885
Helmerich & Payne
HP
$3.45B
| $1.96M | 0.01% |
16,905
+2,822
| +20% | +$309K |
|
886
Invesco Aerospace & Defense ETF
PPA
$8.24B
| $1.96M | 0.01% |
60,763
+23,543
| +63% | +$762K |
|
887
Digital Realty Trust
DLR
$69.7B
| $1.95M | 0.01% |
33,510
+3,461
| +12% | +$194K |
|
888
Sempra
SRE
$57.9B
| $1.95M | 0.01% |
37,308
+4,250
| +13% | +$211K |
|
|
SHPG
889
DELISTED
Shire pic
SHPG
| $1.95M | 0.01% |
8,281
+270
| +3% | +$47K |
|
890
Sprott Physical Silver Trust
PSLV
$12B
| $1.95M | 0.01% |
229,762
-8,398
| -4% | -$65.8K |
|
891
Invesco Solar ETF
TAN
$1.42B
| $1.95M | 0.01% |
43,645
+7,606
| +21% | +$315K |
|
892
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
| $1.94M | 0.01% |
64,466
+33,756
| +110% | +$974K |
|
893
Invesco California Value Municipal Income Trust
VCV
$518M
| $1.94M | 0.01% |
156,454
-1,092
| -0.7% | -$13.3K |
|
|
ETP
894
DELISTED
Energy Transfer Partners, L.P.
ETP
| $1.93M | 0.01% |
41,063
+17,633
| +75% | +$803K |
|
|
BCR
895
DELISTED
CR Bard Inc.
BCR
| $1.93M | 0.01% |
13,524
-3,480
| -20% | -$497K |
|
896
Global X MLP ETF
MLPA
$2.3B
| $1.93M | 0.01% |
18,583
+990
| +6% | +$99.1K |
|
|
NIE
897
Virtus Equity & Convertible Income Fund
NIE
$719M
| $1.93M | 0.01% |
95,554
-19,455
| -17% | -$387K |
|
898
Huntington Ingalls Industries
HII
$12.9B
| $1.93M | 0.01% |
20,395
-1,741
| -8% | -$174K |
|
899
Cirrus Logic
CRUS
$6.53B
| $1.92M | 0.01% |
84,300
-6,282
| -7% | -$137K |
|
|
CTXS
900
DELISTED
Citrix Systems Inc
CTXS
| $1.92M | 0.01% |
38,473
+874
| +2% | +$42K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.