LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Viatris
VTRS
$20.7B
| $1.88M | 0.01% |
38,561
-4,676
| -11% | -$227K |
|
877
Dentsply Sirona
XRAY
$2.79B
| $1.88M | 0.01% |
40,715
+35,511
| +682% | +$1.64M |
|
|
CA
878
DELISTED
CA, Inc.
CA
| $1.87M | 0.01% |
60,354
+20,070
| +50% | +$654K |
|
879
Helen of Troy
HELE
$658M
| $1.87M | 0.01% |
26,984
+857
| +3% | +$52.1K |
|
880
Sprott Physical Silver Trust
PSLV
$11.7B
| $1.87M | 0.01% |
238,160
-60,078
| -20% | -$492K |
|
881
Trimble
TRMB
$13.6B
| $1.86M | 0.01% |
47,840
-2,395
| -5% | -$86.2K |
|
882
Invesco California Value Municipal Income Trust
VCV
$517M
| $1.86M | 0.01% |
157,546
+558
| +0.4% | +$6.53K |
|
|
MRO
883
DELISTED
Marathon Oil Corporation
MRO
| $1.86M | 0.01% |
52,308
-4,510
| -8% | -$152K |
|
|
FSD
884
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $1.86M | 0.01% |
104,821
-4,619
| -4% | -$81.3K |
|
|
LLL
885
DELISTED
L3 Technologies, Inc.
LLL
| $1.85M | 0.01% |
15,658
-1,591
| -9% | -$178K |
|
|
QCOR
886
DELISTED
QUESTCOR PHARMA INC
QCOR
| $1.85M | 0.01% |
28,497
+17,809
| +167% | +$1.14M |
|
887
First Trust Water ETF
FIW
$1.87B
| $1.85M | 0.01% |
53,683
-2,052
| -4% | -$68.7K |
|
|
EVN
888
Eaton Vance Municipal Income Trust
EVN
$420M
| $1.85M | 0.01% |
154,576
-243,569
| -61% | -$2.77M |
|
|
CAM
889
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
| $1.84M | 0.01% |
29,855
+594
| +2% | +$36K |
|
890
ProShares VIX Short-Term Futures ETF
VIXY
$215M
| $1.84M | 0.01% |
41
-244
| -86% | -$11.5M |
|
|
VVC
891
DELISTED
Vectren Corporation
VVC
| $1.84M | 0.01% |
46,657
+17
| +0% | +$629 |
|
892
Aptiv
APTV
$12.3B
| $1.83M | 0.01% |
27,040
+17,438
| +182% | +$1.11M |
|
893
PACCAR
PCAR
$70.8B
| $1.83M | 0.01% |
40,605
-5,427
| -12% | -$224K |
|
|
EFII
894
DELISTED
Electronics for Imaging
EFII
| $1.82M | 0.01% |
41,982
+1,824
| +5% | +$76.9K |
|
895
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.82B
| $1.8M | 0.01% |
41,136
+3,559
| +9% | +$155K |
|
896
WEC Energy
WEC
$36.5B
| $1.8M | 0.01% |
38,765
-2,338
| -6% | -$101K |
|
897
Cirrus Logic
CRUS
$6.73B
| $1.8M | 0.01% |
90,582
-5,148
| -5% | -$98K |
|
898
Rio Tinto
RIO
$150B
| $1.8M | 0.01% |
32,249
-4,291
| -12% | -$234K |
|
899
First Trust S&P REIT Index Fund
FRI
$193M
| $1.8M | 0.01% |
93,741
+10,640
| +13% | +$198K |
|
900
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.9M
| $1.79M | 0.01% |
31,904
-797
| -2% | -$44.7K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.