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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$15B
AUM Growth
+$1.11B
Cap. Flow
-$671M
Cap. Flow %
-4.47%
Top 10 Hldgs %
19.97%
Holding
2,666
New
246
Increased
1,230
Reduced
998
Closed
131

Top Buys

Rank Stock Value
1
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$145M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$130M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$60.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$57M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$50.5M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$1.07B
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$199M
3
MBB icon
iShares MBS ETF
MBB
+$140M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$91.8M
5
HDV
iShares Core High Dividend ETF
HDV
+$78.9M

Sector Composition

Rank Sector Weight
1 Technology 3%
2 Energy 2.83%
3 Healthcare 2.65%
4 Financials 2.62%
5 Industrials 2.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPA icon
876
Global X MLP ETF
MLPA
$2.3B
$1.69M 0.01%
17,639
+483
+3% +$46.5K
FDO
877
DELISTED
FAMILY DOLLAR STORES
FDO
$1.69M 0.01%
24,321
-4,180
-15% -$294K
XTN icon
878
State Street SPDR S&P Transportation ETF
XTN
$387M
$1.69M 0.01%
+47,010
New +$1.64M
NGLS
879
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$1.69M 0.01%
33,013
+1,676
+5% +$84.5K
JGT
880
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$1.68M 0.01%
157,355
-38,502
-20% -$417K
EMD
881
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.68M 0.01%
94,309
+25,344
+37% +$446K
IQI icon
882
Invesco Quality Municipal Securities
IQI
$522M
$1.68M 0.01%
152,002
-65,630
-30% -$744K
JAH
883
DELISTED
JARDEN CORPORATION
JAH
$1.68M 0.01%
51,657
+2,416
+5% +$74.5K
IEZ icon
884
iShares US Oil Equipment & Services ETF
IEZ
$361M
$1.67M 0.01%
25,737
-3,676
-12% -$224K
NIE
885
Virtus Equity & Convertible Income Fund
NIE
$719M
$1.67M 0.01%
90,227
+24,684
+38% +$460K
SKYY icon
886
First Trust Cloud Computing ETF
SKYY
$2.92B
$1.67M 0.01%
67,059
+5,612
+9% +$132K
LNCO
887
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$1.67M 0.01%
54,291
-8,110
-13% -$235K
TUR icon
888
iShares MSCI Turkey ETF
TUR
$200M
$1.67M 0.01%
28,458
-3,561
-11% -$198K
EWP icon
889
iShares MSCI Spain ETF
EWP
$2.11B
$1.67M 0.01%
44,941
+22,216
+98% +$699K
AET
890
DELISTED
Aetna Inc
AET
$1.66M 0.01%
25,322
-8,321
-25% -$534K
EL icon
891
Estee Lauder
EL
$30.4B
$1.66M 0.01%
23,129
+84
+0.4% +$5.69K
LNG icon
892
Cheniere Energy
LNG
$55.2B
$1.66M 0.01%
45,263
+4,699
+12% +$139K
FTR
893
DELISTED
Frontier Communications Corp.
FTR
$1.65M 0.01%
25,172
+1,872
+8% +$122K
WTRE icon
894
WisdomTree New Economy Real Estate Fund
WTRE
$15.6M
$1.65M 0.01%
57,385
-1,824
-3% -$50.5K
LHX icon
895
L3Harris
LHX
$51.6B
$1.65M 0.01%
27,562
-3,899
-12% -$217K
AVGO icon
896
Broadcom
AVGO
$1.85T
$1.64M 0.01%
371,420
+98,000
+36% +$376K
NUS icon
897
Nu Skin
NUS
$252M
$1.64M 0.01%
16,893
+11,684
+224% +$992K
URI icon
898
United Rentals
URI
$67.2B
$1.64M 0.01%
28,332
+23,332
+467% +$1.29M
DRI icon
899
Darden Restaurants
DRI
$23.3B
$1.64M 0.01%
35,923
+14,933
+71% +$649K
BNDX icon
900
Vanguard Total International Bond ETF
BNDX
$81.9B
$1.63M 0.01%
32,894
+18,240
+124% +$902K
34 35
36
37 38

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LPL Financial's Q3 2013 Portfolio in Review

As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.

Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.

  • LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
  • LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
  • LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
  • LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
  • LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
  • LPL Financial opened 246 new positions and closed 131 in Q3 2013.
  • LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.

Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.