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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+0.86%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$246B
AUM Growth
+$21.7B
Cap. Flow
+$22.2B
Cap. Flow %
9.03%
Top 10 Hldgs %
16.54%
Holding
5,518
New
337
Increased
3,329
Reduced
1,497
Closed
245

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$697M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$532M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$389M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$292M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$280M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$87.2M
2
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$63.4M
3
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$57M
4
INDA icon
iShares MSCI India ETF
INDA
+$57M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$45.4M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Financials 3.6%
3 Consumer Discretionary 2.98%
4 Healthcare 2.45%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHS icon
801
WisdomTree US High Dividend Fund
DHS
$1.55B
$36.3M 0.01%
388,493
-4,892
-1% -$470K
ROP icon
802
Roper Technologies
ROP
$38.5B
$36M 0.01%
69,331
+9,510
+16% +$5.22M
JVAL icon
803
JPMorgan US Value Factor ETF
JVAL
$828M
$36M 0.01%
832,819
+26,431
+3% +$1.17M
USTB icon
804
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$36M 0.01%
716,137
+354,102
+98% +$17.8M
REET icon
805
iShares Global REIT ETF
REET
$5.08B
$35.8M 0.01%
1,494,856
+445,910
+43% +$11.4M
INCM icon
806
Franklin Income Focus ETF
INCM
$1.69B
$35.8M 0.01%
1,371,927
+237,594
+21% +$6.38M
FGD icon
807
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$35.8M 0.01%
1,609,562
+152,965
+11% +$3.58M
ACGL icon
808
Arch Capital
ACGL
$34.3B
$35.8M 0.01%
387,518
+99,656
+35% +$10.1M
DAL icon
809
Delta Air Lines
DAL
$57.9B
$35.3M 0.01%
584,285
+86,903
+17% +$5.13M
KIE icon
810
State Street SPDR S&P Insurance ETF
KIE
$649M
$35.3M 0.01%
624,315
+79,755
+15% +$4.64M
IVOO icon
811
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.69B
$35.3M 0.01%
334,295
+25,549
+8% +$2.78M
QWLD
812
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$173M
$35.3M 0.01%
284,664
+3,035
+1% +$388K
HYD icon
813
VanEck High Yield Muni ETF
HYD
$4.43B
$35.2M 0.01%
678,608
+40,419
+6% +$2.11M
ABNB icon
814
Airbnb
ABNB
$89.9B
$35.2M 0.01%
267,517
+56,725
+27% +$7.64M
BSCU icon
815
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$35M 0.01%
2,140,654
+233,639
+12% +$3.87M
SHM icon
816
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$35M 0.01%
737,762
+44,294
+6% +$2.11M
ISPY icon
817
ProShares S&P 500 High Income ETF
ISPY
$1.24B
$34.9M 0.01%
787,278
+470,383
+148% +$21.2M
FTQI icon
818
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$911M
$34.8M 0.01%
1,671,347
+249,678
+18% +$5.21M
GEHC icon
819
GE HealthCare
GEHC
$30.6B
$34.8M 0.01%
444,567
+16,881
+4% +$1.43M
BNY
820
Bank of New York Mellon
BNY
$106B
$34.5M 0.01%
448,672
+74,948
+20% +$5.79M
MMTM icon
821
State Street SPDR S&P 1500 Momentum Tilt ETF
MMTM
$157M
$34.4M 0.01%
132,093
+49,941
+61% +$13.1M
IEUR icon
822
iShares Core MSCI Europe ETF
IEUR
$8.93B
$34.3M 0.01%
636,225
+248,211
+64% +$14.1M
SGOL icon
823
abrdn Physical Gold Shares ETF
SGOL
$6.89B
$34.3M 0.01%
1,368,033
+463,144
+51% +$11.8M
USMC icon
824
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$34.3M 0.01%
570,746
+128,838
+29% +$7.6M
ONEV icon
825
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$304M
$34.1M 0.01%
271,975
-13,143
-5% -$1.71M
31 32
33
34 35

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LPL Financial's Q4 2024 Portfolio in Review

As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.

  • LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
  • LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
  • LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
  • LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
  • LPL Financial opened 337 new positions and closed 245 in Q4 2024.
  • LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.

Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.