LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.5M |
| 2 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$51.9M |
| 3 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$51.7M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$50.7M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| 1 |
iShares MBS ETF
MBB
|
+$96.3M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$73.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$67.3M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$60.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$37.8M |
Sector Composition
| 1 | Healthcare | 3.17% |
| 2 | Financials | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
801
iShares US Telecommunications ETF
IYZ
$610M
| $2.45M | 0.01% |
84,866
-394,217
| -82% | -$11.4M |
|
|
YHOO
802
DELISTED
Yahoo Inc
YHOO
| $2.45M | 0.01% |
63,492
-3,917
| -6% | -$151K |
|
|
WWAV
803
DELISTED
The WhiteWave Foods Company
WWAV
| $2.45M | 0.01% |
50,060
+13,377
| +36% | +$655K |
|
804
Invesco Dorsey Wright Technology Momentum ETF
PTF
$374M
| $2.44M | 0.01% |
173,928
+116,130
| +201% | +$1.63M |
|
805
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$354M
| $2.44M | 0.01% |
130,646
-4,036
| -3% | -$75.2K |
|
806
Hasbro
HAS
$10.9B
| $2.43M | 0.01% |
31,999
-150
| -0.5% | -$11.4K |
|
807
Synaptics
SYNA
$2.67B
| $2.42M | 0.01% |
29,219
+3,122
| +12% | +$259K |
|
|
ARII
808
DELISTED
American Railcar Industries, Inc.
ARII
| $2.41M | 0.01% |
52,883
-197
| -0.4% | -$8.99K |
|
809
iShares MSCI KLD 400 Social ETF
DSI
$4.85B
| $2.41M | 0.01% |
62,996
-190
| -0.3% | -$7.27K |
|
810
WEC Energy
WEC
$35.2B
| $2.41M | 0.01% |
51,567
+8,646
| +20% | +$404K |
|
811
Novo Nordisk
NVO
$242B
| $2.41M | 0.01% |
87,956
+15,334
| +21% | +$420K |
|
812
Canadian National Railway
CNI
$57.7B
| $2.4M | 0.01% |
41,644
+7,030
| +20% | +$405K |
|
|
JWN
813
DELISTED
Nordstrom
JWN
| $2.4M | 0.01% |
31,872
+1,892
| +6% | +$142K |
|
814
ProShares Investment Grade-Interest Rate Hedged
IGHG
$263M
| $2.4M | 0.01% |
31,429
-5,663
| -15% | -$432K |
|
815
ITT
ITT
$13.6B
| $2.39M | 0.01% |
58,338
+3,013
| +5% | +$124K |
|
|
STJ
816
DELISTED
St Jude Medical
STJ
| $2.39M | 0.01% |
32,742
-10,306
| -24% | -$753K |
|
817
iShares Intermediate Government/Credit Bond ETF
GVI
$3.55B
| $2.39M | 0.01% |
21,576
-1,333
| -6% | -$148K |
|
|
KMF
818
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $2.39M | 0.01% |
79,670
+5,335
| +7% | +$160K |
|
819
Macy's
M
$4.56B
| $2.38M | 0.01% |
35,317
-337
| -0.9% | -$22.7K |
|
|
DFP
820
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$438M
| $2.38M | 0.01% |
107,424
+15,396
| +17% | +$340K |
|
821
First Trust NASDAQ-100 Technology Index Fund
QTEC
$2.71B
| $2.37M | 0.01% |
56,201
-3,606
| -6% | -$152K |
|
822
Schwab US Mid-Cap ETF
SCHM
$12.2B
| $2.37M | 0.01% |
166,485
-407,778
| -71% | -$5.8M |
|
823
EPAM Systems
EPAM
$8.53B
| $2.36M | 0.01% |
31,956
+19,612
| +159% | +$1.45M |
|
824
F5
FFIV
$18.8B
| $2.35M | 0.01% |
19,906
+9,787
| +97% | +$1.15M |
|
825
iShares Global Consumer Discretionary ETF
RXI
$270M
| $2.33M | 0.01% |
25,646
+7,984
| +45% | +$727K |
|