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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$13.9B
AUM Growth
–
Cap. Flow
+$15.3B
Cap. Flow %
110.13%
Top 10 Hldgs %
21.44%
Holding
2,419
New
2,415
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$1.22B
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$538M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$473M
4
MBB icon
iShares MBS ETF
MBB
+$439M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$287M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Energy 2.77%
3 Healthcare 2.59%
4 Financials 2.46%
5 Consumer Staples 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POM
776
DELISTED
PEPCO HOLDINGS, INC.
POM
$1.78M 0.01%
+88,086
New +$1.88M
ELV icon
777
Elevance Health
ELV
$82.1B
$1.77M 0.01%
+21,631
New +$1.62M
KEY icon
778
KeyCorp
KEY
$24.1B
$1.76M 0.01%
+159,724
New +$1.64M
ROK icon
779
Rockwell Automation
ROK
$51.9B
$1.76M 0.01%
+21,193
New +$1.83M
BTT icon
780
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$1.76M 0.01%
+90,433
New +$1.98M
CHK.PRD
781
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1.76M 0.01%
+19,744
New +$1.76M
GLTR icon
782
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
$1.75M 0.01%
+26,282
New +$2.02M
SCCO icon
783
Southern Copper
SCCO
$141B
$1.75M 0.01%
+68,465
New +$2.04M
TRV icon
784
Travelers Companies
TRV
$81.4B
$1.75M 0.01%
+21,922
New +$1.84M
CB icon
785
Chubb
CB
$139B
$1.75M 0.01%
+19,558
New +$1.75M
ACWV icon
786
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.29B
$1.75M 0.01%
+29,191
New +$1.81M
BIL icon
787
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.75M 0.01%
+19,064
New +$1.75M
TRIP icon
788
TripAdvisor
TRIP
$1.66B
$1.74M 0.01%
+28,633
New +$1.64M
MCK icon
789
McKesson
MCK
$99.5B
$1.74M 0.01%
+15,213
New +$1.69M
RSPD icon
790
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$313M
$1.74M 0.01%
+76,488
New +$1.7M
MPA icon
791
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$141M
$1.74M 0.01%
+122,548
New +$1.85M
VGM icon
792
Invesco Trust Investment Grade Municipals
VGM
$549M
$1.73M 0.01%
+126,989
New +$1.84M
MRO
793
DELISTED
Marathon Oil Corporation
MRO
$1.73M 0.01%
+49,958
New +$1.69M
EDIV icon
794
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.72M 0.01%
+44,464
New +$1.94M
CP icon
795
Canadian Pacific Kansas City
CP
$81.1B
$1.72M 0.01%
+70,950
New +$1.79M
CLMT icon
796
Calumet Specialty Products
CLMT
$3.6B
$1.72M 0.01%
+47,250
New +$1.7M
EUM icon
797
ProShares Trust Short MSCI Emerging Markets
EUM
$9.73M
$1.72M 0.01%
+28,945
New +$1.63M
PSLV icon
798
Sprott Physical Silver Trust
PSLV
$12B
$1.71M 0.01%
+221,715
New +$2.02M
IMCG icon
799
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$1.71M 0.01%
+85,068
New +$1.71M
RWJ icon
800
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$1.7M 0.01%
+116,850
New +$1.66M
30 31
32
33 34

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LPL Financial's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for LPL Financial, which disclosed 2,419 positions worth $13.9B. Its ten largest holdings account for 21% of the portfolio.

Its largest position is iShares TIPS Bond ETF: 10,326,273 shares worth $116M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, followed by Energy and Healthcare.

  • LPL Financial's largest Q2 2013 buy was iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
  • LPL Financial's ten largest holdings make up 21% of its $13.9B portfolio in Q2 2013.
  • LPL Financial disclosed 2,419 positions in Q2 2013, its first 13F filing on record.

Based on LPL Financial's 13F filing for Q2 2013, filed 15 Aug 2013.