LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.5M |
| 2 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$51.9M |
| 3 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$51.7M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$50.7M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| 1 |
iShares MBS ETF
MBB
|
+$96.3M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$73.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$67.3M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$60.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$37.8M |
Sector Composition
| 1 | Healthcare | 3.17% |
| 2 | Financials | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
SABA
751
Saba Capital Income & Opportunities Fund II
SABA
$255M
| $2.72M | 0.01% |
193,003
-5,686
| -3% | -$80K |
|
752
J.M. Smucker
SJM
$11.7B
| $2.72M | 0.01% |
25,148
+6,444
| +34% | +$696K |
|
753
Baxter International
BAX
$12.3B
| $2.72M | 0.01% |
131,458
-47,414
| -27% | -$980K |
|
|
HYLD
754
DELISTED
High Yield ETF
HYLD
| $2.71M | 0.01% |
66,966
-4,980
| -7% | -$202K |
|
755
Goodyear
GT
$2.45B
| $2.71M | 0.01% |
90,273
+16,978
| +23% | +$510K |
|
756
Becton Dickinson
BDX
$54B
| $2.71M | 0.01% |
19,472
-467
| -2% | -$65K |
|
|
JTP
757
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
| $2.7M | 0.01% |
341,189
+12,610
| +4% | +$99.8K |
|
|
DBGR
758
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
| $2.69M | 0.01% |
108,575
+92,838
| +590% | +$2.3M |
|
759
W.W. Grainger
GWW
$47.5B
| $2.68M | 0.01% |
11,468
+214
| +2% | +$50.1K |
|
|
FLC
760
Flaherty & Crumrine Total Return Fund
FLC
$182M
| $2.67M | 0.01% |
135,110
+1,668
| +1% | +$33K |
|
761
Western Union
WU
$2.73B
| $2.67M | 0.01% |
140,712
-21,795
| -13% | -$413K |
|
762
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
| $2.66M | 0.01% |
207,610
-35,140
| -14% | -$450K |
|
763
Northern Trust
NTRS
$24.2B
| $2.65M | 0.01% |
34,864
+723
| +2% | +$55K |
|
|
PMF
764
DELISTED
PIMCO Municipal Income Fund
PMF
| $2.65M | 0.01% |
190,537
-4,228
| -2% | -$58.7K |
|
|
SNLN
765
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
| $2.65M | 0.01% |
137,754
+8,911
| +7% | +$171K |
|
766
SPDR S&P China ETF
GXC
$490M
| $2.64M | 0.01% |
31,752
-22,505
| -41% | -$1.87M |
|
|
COL
767
DELISTED
Rockwell Collins
COL
| $2.64M | 0.01% |
28,781
+4,202
| +17% | +$385K |
|
768
First Trust S&P REIT Index Fund
FRI
$155M
| $2.63M | 0.01% |
124,836
-96,178
| -44% | -$2.03M |
|
769
BHP
BHP
$135B
| $2.61M | 0.01% |
73,977
-14,170
| -16% | -$501K |
|
|
EFR
770
Eaton Vance Senior Floating-Rate Fund
EFR
$344M
| $2.61M | 0.01% |
188,291
+26,332
| +16% | +$365K |
|
771
Invesco Dorsey Wright Energy Momentum ETF
PXI
$42.2M
| $2.61M | 0.01% |
59,539
+10,939
| +23% | +$479K |
|
|
SRC
772
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $2.61M | 0.01% |
58,296
-5,848
| -9% | -$261K |
|
773
O'Reilly Automotive
ORLY
$89.2B
| $2.6M | 0.01% |
168,030
+70,890
| +73% | +$1.1M |
|
774
First Trust Managed Futures Strategy Fund
FMF
$178M
| $2.6M | 0.01% |
51,625
+1,660
| +3% | +$83.7K |
|
775
Invesco Aerospace & Defense ETF
PPA
$6.27B
| $2.6M | 0.01% |
73,623
+4,754
| +7% | +$168K |
|