LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.19B
| $2.51M | 0.01% |
53,221
-19,172
| -26% | -$880K |
|
|
WFM
752
DELISTED
Whole Foods Market Inc
WFM
| $2.51M | 0.01% |
64,985
+351
| +0.5% | +$15.3K |
|
753
Vanguard Total International Bond ETF
BNDX
$81.9B
| $2.51M | 0.01% |
48,775
+7,284
| +18% | +$371K |
|
754
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
| $2.5M | 0.01% |
202,270
-27,560
| -12% | -$326K |
|
|
VMW
755
DELISTED
VMware, Inc
VMW
| $2.49M | 0.01% |
25,758
-931
| -3% | -$90.5K |
|
756
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
| $2.49M | 0.01% |
85,250
+60,438
| +244% | +$1.76M |
|
757
Sherwin-Williams
SHW
$82.7B
| $2.49M | 0.01% |
36,102
-1,374
| -4% | -$91.7K |
|
758
Newmont
NEM
$98.7B
| $2.49M | 0.01% |
97,803
-3,000
| -3% | -$72.3K |
|
759
Salesforce
CRM
$151B
| $2.49M | 0.01% |
42,812
+29,754
| +228% | +$1.61M |
|
|
EAD
760
Allspring Income Opportunities Fund
EAD
$372M
| $2.49M | 0.01% |
260,166
+135,536
| +109% | +$1.29M |
|
761
Reaves Utility Income Fund
UTG
$3.54B
| $2.49M | 0.01% |
84,798
+5,123
| +6% | +$145K |
|
762
First Trust Capital Strength ETF
FTCS
$7.91B
| $2.47M | 0.01% |
69,959
+2,980
| +4% | +$103K |
|
763
Invesco Large Cap Growth ETF
PWB
$2.29B
| $2.46M | 0.01% |
90,632
+5,035
| +6% | +$131K |
|
764
Main Street Capital
MAIN
$5.06B
| $2.46M | 0.01% |
74,653
+6,898
| +10% | +$217K |
|
765
Micron Technology
MU
$930B
| $2.45M | 0.01% |
74,291
-23,270
| -24% | -$635K |
|
766
Chubb
CB
$135B
| $2.44M | 0.01% |
23,582
+4,040
| +21% | +$414K |
|
767
Invesco S&P 500 BuyWrite ETF
PBP
$354M
| $2.44M | 0.01% |
114,310
+3,086
| +3% | +$66.1K |
|
768
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$416M
| $2.44M | 0.01% |
50,865
+2,074
| +4% | +$96.6K |
|
|
FTR
769
DELISTED
Frontier Communications Corp.
FTR
| $2.44M | 0.01% |
27,865
-1,028
| -4% | -$88.9K |
|
770
Zions Bancorporation
ZION
$10.2B
| $2.44M | 0.01% |
82,795
-7,787
| -9% | -$229K |
|
771
Prospect Capital
PSEC
$1.07B
| $2.44M | 0.01% |
229,499
-49,240
| -18% | -$512K |
|
|
CMCSK
772
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $2.44M | 0.01% |
45,676
+135
| +0.3% | +$7.2K |
|
773
First Trust Cloud Computing ETF
SKYY
$2.92B
| $2.44M | 0.01% |
90,054
-1,634
| -2% | -$43K |
|
|
IAF
774
abrdn Australia Equity Fund
IAF
$122M
| $2.43M | 0.01% |
89,109
+50,400
| +130% | +$1.37M |
|
|
PAY
775
DELISTED
Verifone Systems Inc
PAY
| $2.42M | 0.01% |
65,964
+25,327
| +62% | +$863K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.