LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
WisdomTree US LargeCap Fund
EPS
$1.58B
| $2.33M | 0.01% |
106,758
-10,386
| -9% | -$221K |
|
752
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$405M
| $2.33M | 0.01% |
48,791
+15,724
| +48% | +$744K |
|
753
Bank of America Series L
BAC.PRL
$3.98B
| $2.33M | 0.01% |
2,032
+14
| +0.7% | +$15.8K |
|
754
W.W. Grainger
GWW
$66B
| $2.32M | 0.01% |
9,194
+659
| +8% | +$164K |
|
755
Vanguard S&P 500 Growth ETF
VOOG
$25.2B
| $2.32M | 0.01% |
155,856
+28,950
| +23% | +$427K |
|
|
LNCO
756
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
| $2.32M | 0.01% |
85,654
+15,832
| +23% | +$482K |
|
757
Southwest Airlines
LUV
$22.7B
| $2.32M | 0.01% |
98,074
+4,929
| +5% | +$108K |
|
758
Micron Technology
MU
$927B
| $2.31M | 0.01% |
97,561
-5,177
| -5% | -$123K |
|
|
KSU
759
DELISTED
Kansas City Southern
KSU
| $2.31M | 0.01% |
22,618
+12,895
| +133% | +$1.33M |
|
|
KMR
760
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
| $2.3M | 0.01% |
33,802
+1,502
| +5% | +$104K |
|
761
Delta Air Lines
DAL
$58.8B
| $2.3M | 0.01% |
66,429
+43,709
| +192% | +$1.41M |
|
762
CME Group
CME
$93.5B
| $2.29M | 0.01% |
30,897
-51
| -0.2% | -$3.85K |
|
|
KOL
763
DELISTED
VanEck Vectors Coal ETF
KOL
| $2.29M | 0.01% |
12,370
+2,417
| +24% | +$436K |
|
|
K
764
DELISTED
Kellanova
K
| $2.29M | 0.01% |
38,828
-3,941
| -9% | -$224K |
|
765
First Trust Capital Strength ETF
FTCS
$8.03B
| $2.28M | 0.01% |
66,979
+19,729
| +42% | +$659K |
|
766
Bausch Health
BHC
$1.69B
| $2.28M | 0.01% |
17,286
-14,958
| -46% | -$2.05M |
|
|
KTF
767
DWS Municipal Income Trust
KTF
$346M
| $2.27M | 0.01% |
173,745
+12,702
| +8% | +$161K |
|
768
Huntington Ingalls Industries
HII
$11.8B
| $2.26M | 0.01% |
22,136
+1,420
| +7% | +$138K |
|
769
BlackRock Energy and Resources Trust
BGR
$406M
| $2.25M | 0.01% |
93,274
+5,432
| +6% | +$129K |
|
770
Capital One
COF
$130B
| $2.25M | 0.01% |
29,203
-1,448
| -5% | -$106K |
|
771
State Street
STT
$50.2B
| $2.25M | 0.01% |
32,275
-2,821
| -8% | -$195K |
|
772
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $2.24M | 0.01% |
31,632
-288
| -0.9% | -$20.1K |
|
773
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $2.24M | 0.01% |
24,475
-10,798
| -31% | -$989K |
|
|
NIE
774
Virtus Equity & Convertible Income Fund
NIE
$714M
| $2.24M | 0.01% |
115,009
+20,769
| +22% | +$400K |
|
775
State Street SPDR S&P Transportation ETF
XTN
$401M
| $2.24M | 0.01% |
51,928
+872
| +2% | +$36.3K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.