LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
First Trust Small Cap Value AlphaDEX Fund
FYT
$194M
| $4.66M | 0.01% |
131,497
+45,270
| +53% | +$1.65M |
|
727
iShares Residential and Multisector Real Estate ETF
REZ
$906M
| $4.65M | 0.01% |
80,708
+17,412
| +28% | +$996K |
|
728
DTE Energy
DTE
$30.4B
| $4.64M | 0.01% |
52,221
+587
| +1% | +$51.5K |
|
|
XYZ
729
Block Inc
XYZ
$49.5B
| $4.63M | 0.01% |
94,128
+21,235
| +29% | +$975K |
|
730
WBI BullBear Value 3000 ETF
WBIF
$24M
| $4.62M | 0.01% |
+163,819
| New | +$4.78M |
|
731
W.W. Grainger
GWW
$66B
| $4.58M | 0.01% |
16,240
+171
| +1% | +$44.8K |
|
|
BNY
732
Bank of New York Mellon
BNY
$106B
| $4.57M | 0.01% |
88,710
+23,040
| +35% | +$1.28M |
|
733
First Trust RBA American Industrial Renaissance ETF
AIRR
$10B
| $4.55M | 0.01% |
175,040
+784
| +0.4% | +$21K |
|
734
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
| $4.55M | 0.01% |
87,457
-2,594
| -3% | -$134K |
|
735
Trane Technologies
TT
$104B
| $4.54M | 0.01% |
53,070
+13,949
| +36% | +$1.25M |
|
|
ICPT
736
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $4.53M | 0.01% |
73,561
-2,851
| -4% | -$172K |
|
737
CapForce IBD 50 ETF
FFTY
$80.2M
| $4.51M | 0.01% |
135,457
+35,603
| +36% | +$1.21M |
|
738
Invesco China Technology ETF
CQQQ
$3B
| $4.49M | 0.01% |
75,088
+1,342
| +2% | +$84.9K |
|
|
NVO
739
Novo Nordisk
NVO
$225B
| $4.49M | 0.01% |
182,428
+71,174
| +64% | +$1.87M |
|
740
BHP
BHP
$213B
| $4.47M | 0.01% |
112,859
+9,335
| +9% | +$393K |
|
741
ProShares Short QQQ
PSQ
$840M
| $4.47M | 0.01% |
26,156
+23,941
| +1,081% | +$4M |
|
|
IPFF
742
DELISTED
iShares International Preferred Stock ETF
IPFF
| $4.47M | 0.01% |
247,215
+57,247
| +30% | +$1.07M |
|
743
Stanley Black & Decker
SWK
$14.6B
| $4.47M | 0.01% |
29,161
-4,260
| -13% | -$691K |
|
744
TJX Companies
TJX
$178B
| $4.46M | 0.01% |
109,384
-39,084
| -26% | -$1.55M |
|
745
iShares Global Healthcare ETF
IXJ
$4.18B
| $4.44M | 0.01% |
79,818
-3,504
| -4% | -$202K |
|
746
Marriott International
MAR
$101B
| $4.44M | 0.01% |
32,676
-5,995
| -16% | -$840K |
|
747
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
| $4.44M | 0.01% |
59,229
+3,276
| +6% | +$243K |
|
748
Cigna
CI
$79.6B
| $4.43M | 0.01% |
26,385
-4,604
| -15% | -$895K |
|
|
FISV
749
Fiserv Inc
FISV
$28.9B
| $4.41M | 0.01% |
61,853
+7,967
| +15% | +$560K |
|
|
SPYM
750
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
| $4.4M | 0.01% |
142,211
+25,836
| +22% | +$826K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.