LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
ProShares Ultra Russell2000
UWM
$249M
| $2.5M | 0.02% |
115,728
+13,584
| +13% | +$288K |
|
727
First Trust Cloud Computing ETF
SKYY
$2.82B
| $2.48M | 0.02% |
91,688
+16,430
| +22% | +$449K |
|
728
Hain Celestial
HAIN
$44.8M
| $2.48M | 0.02% |
54,202
-19,208
| -26% | -$875K |
|
|
NUM
729
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
| $2.47M | 0.02% |
182,427
+5,239
| +3% | +$69.5K |
|
|
FTR
730
DELISTED
Frontier Communications Corp.
FTR
| $2.47M | 0.02% |
28,893
+2,694
| +10% | +$197K |
|
731
Sherwin-Williams
SHW
$87.4B
| $2.46M | 0.02% |
37,476
+168
| +0.5% | +$10.8K |
|
732
Flowserve
FLS
$9.38B
| $2.45M | 0.02% |
31,329
-4,420
| -12% | -$339K |
|
733
Global X MSCI China Consumer Discretionary ETF
CHIQ
$128M
| $2.45M | 0.02% |
168,832
-1,618
| -0.9% | -$24K |
|
|
IVH
734
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
| $2.45M | 0.02% |
134,159
+53,936
| +67% | +$979K |
|
735
Henry Schein
HSIC
$9.76B
| $2.42M | 0.01% |
51,762
-1,686
| -3% | -$77.1K |
|
736
Travelers Companies
TRV
$82.9B
| $2.41M | 0.01% |
28,289
-2,828
| -9% | -$238K |
|
737
Ralph Lauren
RL
$22.5B
| $2.4M | 0.01% |
14,946
+6,386
| +75% | +$1.03M |
|
738
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
| $2.4M | 0.01% |
41,466
+11,917
| +40% | +$673K |
|
|
IRC
739
DELISTED
INLAND REAL ESTATE CORP
IRC
| $2.4M | 0.01% |
227,212
-891
| -0.4% | -$9.32K |
|
740
Petrobras
PBR
$116B
| $2.39M | 0.01% |
181,450
+97,855
| +117% | +$1.14M |
|
|
PWJ
741
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
| $2.38M | 0.01% |
79,181
+6,094
| +8% | +$183K |
|
742
Wynn Resorts
WYNN
$10.3B
| $2.37M | 0.01% |
10,687
-777
| -7% | -$171K |
|
|
PX
743
DELISTED
Praxair Inc
PX
| $2.37M | 0.01% |
18,130
-306
| -2% | -$39.7K |
|
|
SPLK
744
DELISTED
Splunk Inc
SPLK
| $2.37M | 0.01% |
33,190
+11,083
| +50% | +$904K |
|
|
EOS
745
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
| $2.37M | 0.01% |
179,259
+2,685
| +2% | +$35.1K |
|
746
Newmont
NEM
$96.4B
| $2.36M | 0.01% |
100,803
+14,588
| +17% | +$347K |
|
|
SABA
747
Saba Capital Income & Opportunities Fund II
SABA
$221M
| $2.36M | 0.01% |
146,961
+1,270
| +0.9% | +$20K |
|
748
Invesco S&P 500 BuyWrite ETF
PBP
$353M
| $2.35M | 0.01% |
111,224
+27,601
| +33% | +$575K |
|
|
USG
749
DELISTED
Usg
USG
| $2.34M | 0.01% |
71,583
+12,038
| +20% | +$391K |
|
|
BBEP
750
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
| $2.34M | 0.01% |
117,257
-74,700
| -39% | -$1.52M |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.