LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+8%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$186B
AUM Growth
+$186B
Cap. Flow
+$12.3B
Cap. Flow %
6.62%
Top 10 Hldgs %
16.52%
Holding
4,990
New
263
Increased
2,843
Reduced
1,651
Closed
156
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
XLE icon
51
Energy Select Sector SPDR Fund
XLE
$27.6B
$704M 0.38% 7,453,238 +196,748 +3% +$18.6M
BUFR icon
52
FT Vest Fund of Buffer ETFs
BUFR
$7.31B
$696M 0.37% 24,902,705 +3,034,557 +14% +$84.8M
DGRO icon
53
iShares Core Dividend Growth ETF
DGRO
$33.7B
$691M 0.37% 11,902,978 +746,773 +7% +$43.4M
MUB icon
54
iShares National Muni Bond ETF
MUB
$38.6B
$690M 0.37% 6,414,689 +597,886 +10% +$64.3M
FTCS icon
55
First Trust Capital Strength ETF
FTCS
$8.49B
$683M 0.37% 7,977,087 -402,317 -5% -$34.5M
IWB icon
56
iShares Russell 1000 ETF
IWB
$43.2B
$666M 0.36% 2,312,052 +55,846 +2% +$16.1M
MOAT icon
57
VanEck Morningstar Wide Moat ETF
MOAT
$12.8B
$656M 0.35% 7,297,680 +315,069 +5% +$28.3M
USFR icon
58
WisdomTree Floating Rate Treasury Fund
USFR
$18.8B
$655M 0.35% 13,024,833 +374,897 +3% +$18.9M
AGG icon
59
iShares Core US Aggregate Bond ETF
AGG
$131B
$647M 0.35% 6,602,135 -470,714 -7% -$46.1M
JPM icon
60
JPMorgan Chase
JPM
$829B
$645M 0.35% 3,217,882 +73,889 +2% +$14.8M
GOOG icon
61
Alphabet (Google) Class C
GOOG
$2.58T
$641M 0.34% 4,207,101 +152,252 +4% +$23.2M
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$627M 0.34% 3,701,630 +308,552 +9% +$52.3M
VYM icon
63
Vanguard High Dividend Yield ETF
VYM
$64B
$604M 0.32% 4,995,098 -40,076 -0.8% -$4.85M
SPMD icon
64
SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$14.2B
$602M 0.32% 11,286,083 +124,311 +1% +$6.63M
GLD icon
65
SPDR Gold Trust
GLD
$107B
$597M 0.32% 2,904,360 +15,369 +0.5% +$3.16M
DYNF icon
66
BlackRock US Equity Factor Rotation ETF
DYNF
$22.6B
$594M 0.32% 13,367,926 +13,334,416 +39,792% +$592M
LLY icon
67
Eli Lilly
LLY
$657B
$589M 0.32% 756,829 +71,046 +10% +$55.3M
DIA icon
68
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.9B
$583M 0.31% 1,466,678 +157,683 +12% +$62.7M
SPAB icon
69
SPDR Portfolio Aggregate Bond ETF
SPAB
$8.58B
$576M 0.31% 22,802,904 +2,586,533 +13% +$65.4M
V icon
70
Visa
V
$683B
$576M 0.31% 2,065,463 +83,845 +4% +$23.4M
VGT icon
71
Vanguard Information Technology ETF
VGT
$99.7B
$575M 0.31% 1,097,225 +28,851 +3% +$15.1M
IWD icon
72
iShares Russell 1000 Value ETF
IWD
$63.5B
$571M 0.31% 3,190,479 +212,918 +7% +$38.1M
XLF icon
73
Financial Select Sector SPDR Fund
XLF
$54.1B
$558M 0.3% 13,258,609 +1,072,541 +9% +$45.2M
DFAC icon
74
Dimensional US Core Equity 2 ETF
DFAC
$37.1B
$556M 0.3% 17,416,943 +5,624 +0% +$180K
AVGO icon
75
Broadcom
AVGO
$1.4T
$544M 0.29% 410,070 +44,908 +12% +$59.5M