LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+3.7%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$28.3B
AUM Growth
+$28.3B
Cap. Flow
+$1.01B
Cap. Flow %
3.57%
Top 10 Hldgs %
24.48%
Holding
2,995
New
206
Increased
1,478
Reduced
1,081
Closed
145
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
VGT icon
51
Vanguard Information Technology ETF
VGT
$99.7B
$110M 0.39% 721,727 -13,179 -2% -$2M
XLK icon
52
Technology Select Sector SPDR Fund
XLK
$83.9B
$105M 0.37% 1,783,462 -93,950 -5% -$5.55M
AMZN icon
53
Amazon
AMZN
$2.44T
$105M 0.37% 109,395 +9,723 +10% +$9.35M
JNJ icon
54
Johnson & Johnson
JNJ
$427B
$103M 0.37% 795,764 +49,949 +7% +$6.49M
EFAV icon
55
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$103M 0.36% 1,450,850 +214,872 +17% +$15.3M
DVY icon
56
iShares Select Dividend ETF
DVY
$20.8B
$101M 0.36% 1,074,029 -131,005 -11% -$12.3M
GLD icon
57
SPDR Gold Trust
GLD
$107B
$101M 0.36% 826,786 +35,640 +5% +$4.33M
HYG icon
58
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$96.2M 0.34% 1,083,863 -115,192 -10% -$10.2M
BRK.B icon
59
Berkshire Hathaway Class B
BRK.B
$1.09T
$94.1M 0.33% 513,183 +5,984 +1% +$1.1M
T icon
60
AT&T
T
$209B
$92M 0.33% 2,349,461 -94,561 -4% -$3.7M
VOOG icon
61
Vanguard S&P 500 Growth ETF
VOOG
$19.2B
$91.9M 0.32% 713,986 -161,793 -18% -$20.8M
HDV icon
62
iShares Core High Dividend ETF
HDV
$11.7B
$90M 0.32% 1,046,685 +35,472 +4% +$3.05M
MBB icon
63
iShares MBS ETF
MBB
$41B
$89M 0.31% 831,174 +19,493 +2% +$2.09M
TOTL icon
64
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.86B
$87.8M 0.31% 1,782,637 -159,778 -8% -$7.87M
SDY icon
65
SPDR S&P Dividend ETF
SDY
$20.6B
$87.8M 0.31% 961,051 -62,435 -6% -$5.7M
IWR icon
66
iShares Russell Mid-Cap ETF
IWR
$44.4B
$87.7M 0.31% 444,751 +12,860 +3% +$2.54M
SPLV icon
67
Invesco S&P 500 Low Volatility ETF
SPLV
$8B
$86.7M 0.31% 1,893,586 -15,312 -0.8% -$701K
TLT icon
68
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$86.1M 0.3% 690,438 +215,648 +45% +$26.9M
BA icon
69
Boeing
BA
$177B
$85.4M 0.3% 335,844 +5,942 +2% +$1.51M
IEF icon
70
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$81.4M 0.29% 763,864 +40,494 +6% +$4.31M
XLE icon
71
Energy Select Sector SPDR Fund
XLE
$27.6B
$81M 0.29% 1,182,749 -144,245 -11% -$9.88M
FEX icon
72
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$80.4M 0.28% 1,464,109 -56,003 -4% -$3.07M
FV icon
73
First Trust Dorsey Wright Focus 5 ETF
FV
$3.71B
$79.1M 0.28% 3,024,202 -85,878 -3% -$2.25M
PG icon
74
Procter & Gamble
PG
$368B
$78.4M 0.28% 861,913 +33,718 +4% +$3.07M
VBR icon
75
Vanguard Small-Cap Value ETF
VBR
$31.4B
$76.7M 0.27% 600,140 -29,663 -5% -$3.79M