LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+2.33%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$26.4B
AUM Growth
+$26.4B
Cap. Flow
+$11.4B
Cap. Flow %
43.07%
Top 10 Hldgs %
23.83%
Holding
3,104
New
403
Increased
1,229
Reduced
1,081
Closed
314
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
XLK icon
51
Technology Select Sector SPDR Fund
XLK
$83.9B
$103M 0.39% 1,877,412 +174,514 +10% +$9.55M
MLPX icon
52
Global X MLP & Energy Infrastructure ETF
MLPX
$2.61B
$99.9M 0.38% 7,237,847 +2,554,353 +55% +$35.2M
JNJ icon
53
Johnson & Johnson
JNJ
$427B
$98.7M 0.37% 745,815 +668,838 +869% +$88.5M
AMZN icon
54
Amazon
AMZN
$2.44T
$96.5M 0.37% 99,672 +79,295 +389% +$76.8M
MSFT icon
55
Microsoft
MSFT
$3.77T
$96M 0.36% 1,393,434 +1,099,590 +374% +$75.8M
TOTL icon
56
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.86B
$95.6M 0.36% 1,942,415 -318,400 -14% -$15.7M
META icon
57
Meta Platforms (Facebook)
META
$1.86T
$94.3M 0.36% 624,428 +544,978 +686% +$82.3M
GLD icon
58
SPDR Gold Trust
GLD
$107B
$93.4M 0.35% 791,146 +464,982 +143% +$54.9M
T icon
59
AT&T
T
$209B
$92.2M 0.35% 2,444,022 +2,354,313 +2,624% +$88.8M
SDY icon
60
SPDR S&P Dividend ETF
SDY
$20.6B
$91M 0.34% +1,023,486 New +$91M
MBB icon
61
iShares MBS ETF
MBB
$41B
$86.7M 0.33% 811,681 +802,331 +8,581% +$85.7M
XLE icon
62
Energy Select Sector SPDR Fund
XLE
$27.6B
$86.1M 0.33% 1,326,994 -23,189 -2% -$1.51M
BRK.B icon
63
Berkshire Hathaway Class B
BRK.B
$1.09T
$85.9M 0.33% 507,199 +500,189 +7,135% +$84.7M
EFAV icon
64
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$85.6M 0.32% 1,235,978 +69,612 +6% +$4.82M
SPLV icon
65
Invesco S&P 500 Low Volatility ETF
SPLV
$8B
$85.4M 0.32% 1,908,898 -9,903 -0.5% -$443K
GE icon
66
GE Aerospace
GE
$292B
$84.2M 0.32% 3,115,514 +3,070,685 +6,850% +$82.9M
HDV icon
67
iShares Core High Dividend ETF
HDV
$11.7B
$84.1M 0.32% 1,011,213 +31,435 +3% +$2.61M
IWR icon
68
iShares Russell Mid-Cap ETF
IWR
$44.4B
$83M 0.31% 431,891 +421,715 +4,144% +$81M
ITOT icon
69
iShares Core S&P Total US Stock Market ETF
ITOT
$75.2B
$81.6M 0.31% 1,471,755 +182,056 +14% +$10.1M
FEX icon
70
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$80.8M 0.31% 1,520,112 -1,889 -0.1% -$100K
TIP icon
71
iShares TIPS Bond ETF
TIP
$13.6B
$78.2M 0.3% 689,257 +683,490 +11,852% +$77.5M
VBR icon
72
Vanguard Small-Cap Value ETF
VBR
$31.4B
$77.4M 0.29% 629,803 +579,994 +1,164% +$71.3M
FV icon
73
First Trust Dorsey Wright Focus 5 ETF
FV
$3.71B
$77.2M 0.29% 3,110,080 +3,095,042 +20,581% +$76.8M
IEF icon
74
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$77.1M 0.29% 723,370 +241,456 +50% +$25.7M
XLY icon
75
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$76.6M 0.29% 854,091 +344,607 +68% +$30.9M