LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+4.5%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$14.7B
AUM Growth
+$14.7B
Cap. Flow
+$1.23B
Cap. Flow %
8.36%
Top 10 Hldgs %
25.01%
Holding
2,915
New
234
Increased
1,366
Reduced
1,027
Closed
215
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
VBK icon
51
Vanguard Small-Cap Growth ETF
VBK
$20.1B
$42.6M 0.29% 305,472 +279,991 +1,099% +$39.1M
XLP icon
52
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$42.3M 0.29% 776,160 -93,670 -11% -$5.1M
IJS icon
53
iShares S&P Small-Cap 600 Value ETF
IJS
$6.59B
$41.3M 0.28% 304,009 -255,187 -46% -$34.7M
SPYG icon
54
SPDR Portfolio S&P 500 Growth ETF
SPYG
$40.4B
$39M 0.27% 342,935 -100,150 -23% -$11.4M
GLD icon
55
SPDR Gold Trust
GLD
$107B
$38.9M 0.27% 326,164 +21,860 +7% +$2.61M
IYW icon
56
iShares US Technology ETF
IYW
$22.9B
$38.8M 0.26% 287,651 +46,722 +19% +$6.3M
XLU icon
57
Utilities Select Sector SPDR Fund
XLU
$20.9B
$38.6M 0.26% 751,964 +946 +0.1% +$48.5K
VDC icon
58
Vanguard Consumer Staples ETF
VDC
$7.6B
$38.2M 0.26% 272,047 +3,598 +1% +$505K
IGSB icon
59
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$38.1M 0.26% 362,183 -35,005 -9% -$3.68M
NOBL icon
60
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$37.8M 0.26% 674,524 +34,840 +5% +$1.95M
DON icon
61
WisdomTree US MidCap Dividend Fund
DON
$3.83B
$37.2M 0.25% 383,312 +69,474 +22% +$6.74M
FSK icon
62
FS KKR Capital
FSK
$5.11B
$37M 0.25% 3,791,752 -389,430 -9% -$3.8M
IJK icon
63
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.07B
$36.6M 0.25% 192,325 -3,087 -2% -$587K
VEU icon
64
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$36.3M 0.25% 758,871 +114,172 +18% +$5.46M
FTA icon
65
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.15B
$34.8M 0.24% 711,499 -22,558 -3% -$1.1M
FDN icon
66
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.2B
$34.7M 0.24% 393,771 +114,685 +41% +$10.1M
BWX icon
67
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$1.38B
$34M 0.23% 1,272,781 -168,226 -12% -$4.49M
EMB icon
68
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$33.9M 0.23% 298,687 +64,398 +27% +$7.31M
HEFA icon
69
iShares Currency Hedged MSCI EAFE ETF
HEFA
$6.52B
$33.9M 0.23% 1,232,561 +918,273 +292% +$25.3M
CFO icon
70
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$418M
$33.8M 0.23% 796,955 +95,352 +14% +$4.04M
MUB icon
71
iShares National Muni Bond ETF
MUB
$38.6B
$33.7M 0.23% 309,505 +274,205 +777% +$29.8M
VHT icon
72
Vanguard Health Care ETF
VHT
$15.6B
$33.1M 0.23% 240,301 +22,382 +10% +$3.08M
SH icon
73
ProShares Short S&P500
SH
$1.25B
$33M 0.22% 954,330 +27,786 +3% +$960K
SHY icon
74
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$32.9M 0.22% 389,580 -9,668 -2% -$817K
PKW icon
75
Invesco BuyBack Achievers ETF
PKW
$1.46B
$32.8M 0.22% 633,950 -33,908 -5% -$1.75M