LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Invesco Zacks Multi-Asset Income ETF
CVY
$126M
| $4.96M | 0.01% |
230,696
+4,919
| +2% | +$110K |
|
|
TUP
702
DELISTED
Tupperware Brands Corporation
TUP
| $4.95M | 0.01% |
102,259
+8,848
| +9% | +$483K |
|
703
KeyCorp
KEY
$24.3B
| $4.92M | 0.01% |
251,566
+42,443
| +20% | +$890K |
|
704
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
| $4.91M | 0.01% |
224,208
+8,623
| +4% | +$197K |
|
705
Southwest Airlines
LUV
$22.7B
| $4.91M | 0.01% |
85,722
+19,542
| +30% | +$1.17M |
|
|
IBMI
706
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
| $4.89M | 0.01% |
192,926
+23,774
| +14% | +$603K |
|
707
Seagate
STX
$169B
| $4.88M | 0.01% |
83,327
-17,221
| -17% | -$916K |
|
|
IBDM
708
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
| $4.87M | 0.01% |
199,176
+47,172
| +31% | +$1.16M |
|
709
Eastman Chemical
EMN
$7.79B
| $4.85M | 0.01% |
45,916
+10,505
| +30% | +$1.06M |
|
710
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
| $4.82M | 0.01% |
284,880
-23,509
| -8% | -$389K |
|
711
Vanguard Russell 1000 ETF
VONE
$8.21B
| $4.79M | 0.01% |
39,549
-2,764
| -7% | -$346K |
|
712
Oneok
OKE
$55.9B
| $4.78M | 0.01% |
84,012
+4,956
| +6% | +$284K |
|
|
SPLK
713
DELISTED
Splunk Inc
SPLK
| $4.78M | 0.01% |
48,595
+2,605
| +6% | +$249K |
|
714
LyondellBasell Industries
LYB
$18.8B
| $4.76M | 0.01% |
45,052
-633
| -1% | -$70.7K |
|
715
Archer Daniels Midland
ADM
$40.1B
| $4.76M | 0.01% |
109,682
+10,740
| +11% | +$452K |
|
716
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.84B
| $4.75M | 0.01% |
99,397
-1,563
| -2% | -$74.7K |
|
717
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
| $4.75M | 0.01% |
67,972
-20,365
| -23% | -$1.46M |
|
718
iShares MSCI Emerging Markets Asia ETF
EEMA
$816M
| $4.75M | 0.01% |
63,348
+23,771
| +60% | +$1.82M |
|
|
BRSP
719
BrightSpire Capital
BRSP
$683M
| $4.74M | 0.01% |
+250,127
| New | +$4.91M |
|
720
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
| $4.73M | 0.01% |
117,169
+6,212
| +6% | +$261K |
|
721
Cullen/Frost Bankers
CFR
$10.5B
| $4.72M | 0.01% |
44,457
+2,209
| +5% | +$231K |
|
722
Kroger
KR
$36.3B
| $4.71M | 0.01% |
196,762
+23,137
| +13% | +$628K |
|
723
Fidelity National Information Services
FIS
$23.2B
| $4.68M | 0.01% |
48,607
+6,324
| +15% | +$620K |
|
724
Amplify Online Retail ETF
IBUY
$113M
| $4.68M | 0.01% |
103,834
+18,028
| +21% | +$810K |
|
725
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
| $4.66M | 0.01% |
107,522
+29,606
| +38% | +$1.3M |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.