LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
| $2.56M | 0.02% |
234,396
-26,590
| -10% | -$284K |
|
|
PKO
702
DELISTED
Pimco Income Opportunity Fund
PKO
| $2.56M | 0.02% |
90,550
+2,597
| +3% | +$72.9K |
|
703
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$222M
| $2.55M | 0.02% |
161,775
-64,569
| -29% | -$982K |
|
|
SLY
704
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $2.55M | 0.02% |
49,682
+1,808
| +4% | +$90.6K |
|
705
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.29B
| $2.55M | 0.02% |
40,019
+10,221
| +34% | +$648K |
|
706
United States Oil Fund
USO
$2.07B
| $2.54M | 0.02% |
8,974
-1,703
| -16% | -$478K |
|
707
Intercontinental Exchange
ICE
$84.1B
| $2.53M | 0.02% |
56,170
+3,840
| +7% | +$158K |
|
708
VanEck Biotech ETF
BBH
$397M
| $2.52M | 0.02% |
28,513
-206
| -0.7% | -$17.2K |
|
709
Coca-Cola Europacific Partners
CCEP
$48.1B
| $2.52M | 0.02% |
57,071
+10,500
| +23% | +$438K |
|
710
WisdomTree US LargeCap Fund
EPS
$1.57B
| $2.52M | 0.02% |
117,144
-49,689
| -30% | -$1.02M |
|
711
Manitowoc
MTW
$523M
| $2.48M | 0.02% |
117,616
+28,725
| +32% | +$527K |
|
|
K
712
DELISTED
Kellanova
K
| $2.45M | 0.02% |
42,769
+1,044
| +3% | +$60.1K |
|
713
ProShares UltraShort Bloomberg Crude Oil
SCO
$693M
| $2.45M | 0.02% |
1,936
-499
| -20% | -$650K |
|
714
Elevance Health
ELV
$82.1B
| $2.44M | 0.02% |
26,408
+2,190
| +9% | +$195K |
|
715
Invesco Building & Construction ETF
PKB
$441M
| $2.44M | 0.02% |
108,818
+15,266
| +16% | +$321K |
|
|
ARMH
716
DELISTED
ARM HOLDINGS PLC ADS
ARMH
| $2.44M | 0.02% |
44,543
+3,436
| +8% | +$167K |
|
717
Canadian Pacific Kansas City
CP
$81.1B
| $2.44M | 0.02% |
80,500
+6,975
| +9% | +$201K |
|
718
KeyCorp
KEY
$24.1B
| $2.44M | 0.02% |
181,530
+2,200
| +1% | +$27.8K |
|
719
ASML
ASML
$636B
| $2.44M | 0.02% |
25,989
-6,314
| -20% | -$585K |
|
|
EIV
720
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $2.43M | 0.02% |
221,309
-176,226
| -44% | -$1.91M |
|
721
lululemon athletica
LULU
$13.4B
| $2.43M | 0.02% |
41,183
-148
| -0.4% | -$10.2K |
|
722
CME Group
CME
$91.8B
| $2.43M | 0.02% |
30,948
+865
| +3% | +$67.7K |
|
|
MPT
723
Medical Properties Trust
MPT
$2.86B
| $2.42M | 0.02% |
197,962
+24,214
| +14% | +$309K |
|
724
Alcoa
AA
$11.6B
| $2.42M | 0.02% |
94,660
+10,553
| +13% | +$234K |
|
|
IRC
725
DELISTED
INLAND REAL ESTATE CORP
IRC
| $2.4M | 0.02% |
228,103
-4,586
| -2% | -$48.2K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.