LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$178M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$112M |
| 3 |
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$96.2M |
| 4 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$81.8M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$78.4M |
Top Sells
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$66.6M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$60.1M |
| 3 |
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
|
+$56.6M |
| 4 |
iShares Short Treasury Bond ETF
SHV
|
+$50.9M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$44.6M |
Sector Composition
| 1 | Technology | 4.59% |
| 2 | Healthcare | 2.61% |
| 3 | Financials | 2.51% |
| 4 | Consumer Discretionary | 2.22% |
| 5 | Communication Services | 2.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
651
SPDR S&P Semiconductor ETF
XSD
$1.47B
| $6.41M | 0.01% |
76,324
-8,512
| -10% | -$715K |
|
652
Hartford Multifactor US Equity ETF
ROUS
$496M
| $6.4M | 0.01% |
245,113
+35,834
| +17% | +$935K |
|
653
AstraZeneca
AZN
$251B
| $6.34M | 0.01% |
142,015
+4,758
| +3% | +$212K |
|
|
ETV
654
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
| $6.34M | 0.01% |
525,319
+182,287
| +53% | +$2.2M |
|
655
Intuit
INTU
$183B
| $6.28M | 0.01% |
27,313
+722
| +3% | +$166K |
|
656
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$1.38B
| $6.28M | 0.01% |
225,824
-621,823
| -73% | -$17.3M |
|
657
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$339M
| $6.28M | 0.01% |
103,808
-11,050
| -10% | -$668K |
|
658
Ventas
VTR
$31.5B
| $6.25M | 0.01% |
233,079
-97,938
| -30% | -$2.62M |
|
659
Invesco Taxable Municipal Bond ETF
BAB
$923M
| $6.24M | 0.01% |
202,083
+11,326
| +6% | +$350K |
|
660
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.59B
| $6.24M | 0.01% |
446,229
-34,284
| -7% | -$479K |
|
661
KLA
KLAC
$123B
| $6.23M | 0.01% |
43,355
-4,260
| -9% | -$612K |
|
662
Vanguard FTSE Pacific ETF
VPL
$7.92B
| $6.23M | 0.01% |
112,956
-16,589
| -13% | -$915K |
|
663
Aflac
AFL
$57.3B
| $6.2M | 0.01% |
180,944
-3,834
| -2% | -$131K |
|
664
Nuveen Taxable Municipal Income Fund
NBB
$477M
| $6.19M | 0.01% |
323,010
-3,501
| -1% | -$67K |
|
665
iShares Global Consumer Staples ETF
KXI
$856M
| $6.17M | 0.01% |
128,982
-56,346
| -30% | -$2.69M |
|
666
ProShares Trust Short MSCI Emerging Markets
EUM
$8.82M
| $6.17M | 0.01% |
147,722
+27,789
| +23% | +$1.16M |
|
667
Kellanova
K
$27.5B
| $6.16M | 0.01% |
109,364
+20,474
| +23% | +$1.15M |
|
|
PCI
668
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $6.16M | 0.01% |
366,167
-49,760
| -12% | -$837K |
|
669
Intercontinental Exchange
ICE
$98.6B
| $6.13M | 0.01% |
75,894
-4,387
| -5% | -$354K |
|
670
Rockwell Automation
ROK
$38.2B
| $6.12M | 0.01% |
40,555
+2,805
| +7% | +$423K |
|
|
IBMI
671
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
| $6.1M | 0.01% |
240,575
-16,523
| -6% | -$419K |
|
672
Nucor
NUE
$32.6B
| $6.07M | 0.01% |
168,487
+4,027
| +2% | +$145K |
|
673
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$253M
| $6.04M | 0.01% |
364,216
+19,875
| +6% | +$329K |
|
674
Seagate
STX
$41.1B
| $6.01M | 0.01% |
123,070
+13,574
| +12% | +$662K |
|
675
Alliant Energy
LNT
$16.4B
| $6.01M | 0.01% |
124,360
+2,195
| +2% | +$106K |
|