LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
| $2.93M | 0.02% |
263,182
+28,786
| +12% | +$318K |
|
652
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
| $2.93M | 0.02% |
99,623
-12,911
| -11% | -$365K |
|
|
FLG
653
Flagstar Bank National Association
FLG
$5.83B
| $2.93M | 0.02% |
60,728
+9,451
| +18% | +$460K |
|
654
Truist Financial
TFC
$64.7B
| $2.92M | 0.02% |
72,575
+19,177
| +36% | +$734K |
|
|
KFN
655
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
| $2.92M | 0.02% |
251,910
-138,188
| -35% | -$1.69M |
|
656
Mattel
MAT
$4.49B
| $2.9M | 0.02% |
72,288
+37,129
| +106% | +$1.47M |
|
|
FLC
657
Flaherty & Crumrine Total Return Fund
FLC
$175M
| $2.9M | 0.02% |
146,614
+3,165
| +2% | +$60.6K |
|
658
Invesco Leisure and Entertainment ETF
PEJ
$263M
| $2.9M | 0.02% |
84,759
-163,371
| -66% | -$5.54M |
|
659
Invesco Bloomberg Pricing Power ETF
POWA
$180M
| $2.9M | 0.02% |
82,514
+2,049
| +3% | +$69.4K |
|
|
VMW
660
DELISTED
VMware, Inc
VMW
| $2.88M | 0.02% |
26,689
+14,156
| +113% | +$1.39M |
|
661
Fastenal
FAST
$55.2B
| $2.86M | 0.02% |
232,212
+116,588
| +101% | +$1.36M |
|
|
SCHV
662
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $2.83M | 0.02% |
206,391
+14,052
| +7% | +$188K |
|
663
Western Digital
WDC
$160B
| $2.82M | 0.02% |
40,694
-4,001
| -9% | -$261K |
|
664
Toyota
TM
$221B
| $2.82M | 0.02% |
24,978
+2,213
| +10% | +$255K |
|
665
Energy Transfer Partners
ET
$69.5B
| $2.82M | 0.02% |
120,480
-6,144
| -5% | -$133K |
|
666
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
| $2.81M | 0.02% |
57,355
+22,266
| +63% | +$1.05M |
|
667
Zions Bancorporation
ZION
$10.1B
| $2.81M | 0.02% |
90,582
+3,211
| +4% | +$97.6K |
|
668
iShares MSCI Spain ETF
EWP
$2.08B
| $2.8M | 0.02% |
68,690
+37,415
| +120% | +$1.47M |
|
669
iShares US Medical Devices ETF
IHI
$3.14B
| $2.8M | 0.02% |
170,136
-93,612
| -35% | -$1.5M |
|
670
Chipotle Mexican Grill
CMG
$43B
| $2.8M | 0.02% |
246,450
+27,850
| +13% | +$307K |
|
671
Ventas
VTR
$47.7B
| $2.79M | 0.02% |
40,411
+11,104
| +38% | +$772K |
|
672
Oneok
OKE
$55.9B
| $2.79M | 0.02% |
47,154
-10,583
| -18% | -$619K |
|
673
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
| $2.79M | 0.02% |
53,436
+20,059
| +60% | +$1.04M |
|
|
STJ
674
DELISTED
St Jude Medical
STJ
| $2.79M | 0.02% |
42,691
-6,841
| -14% | -$445K |
|
675
Range Resources
RRC
$8.94B
| $2.79M | 0.02% |
33,576
-1,033
| -3% | -$87.9K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.