LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
ProShares Ultra MidCap400
MVV
$156M
| $2.87M | 0.02% |
135,564
+25,494
| +23% | +$500K |
|
|
TRW
652
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
| $2.87M | 0.02% |
38,529
-1,022
| -3% | -$76.9K |
|
|
BSJI
653
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $2.85M | 0.02% |
105,890
+9,125
| +9% | +$245K |
|
|
AGN
654
DELISTED
Allergan plc
AGN
| $2.85M | 0.02% |
+16,982
| New | +$2.65M |
|
655
Genuine Parts
GPC
$17.6B
| $2.84M | 0.02% |
34,098
-2,773
| -8% | -$224K |
|
656
Lear
LEA
$7.26B
| $2.84M | 0.02% |
+35,039
| New | +$2.74M |
|
|
DTV
657
DELISTED
DIRECTV COM STK (DE)
DTV
| $2.84M | 0.02% |
41,085
+4,702
| +13% | +$301K |
|
658
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
| $2.84M | 0.02% |
63,534
+5,180
| +9% | +$223K |
|
659
Western Digital
WDC
$172B
| $2.83M | 0.02% |
44,695
-5,156
| -10% | -$288K |
|
660
Flowserve
FLS
$9.29B
| $2.82M | 0.02% |
35,749
-2,046
| -5% | -$142K |
|
661
Travelers Companies
TRV
$81.4B
| $2.82M | 0.02% |
31,117
+5,772
| +23% | +$504K |
|
662
Northern Trust
NTRS
$22.4B
| $2.82M | 0.02% |
45,502
+4,954
| +12% | +$284K |
|
663
State Street SPDR S&P Capital Markets ETF
KCE
$456M
| $2.81M | 0.02% |
+56,010
| New | +$2.59M |
|
664
Tesla
TSLA
$1.22T
| $2.8M | 0.02% |
278,940
+46,185
| +20% | +$472K |
|
665
Tapestry
TPR
$29.8B
| $2.79M | 0.02% |
49,740
+6,238
| +14% | +$337K |
|
666
Invesco Aerospace & Defense ETF
PPA
$8.37B
| $2.79M | 0.02% |
89,879
-3,011
| -3% | -$87.6K |
|
|
HOT
667
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $2.78M | 0.02% |
34,975
+14,733
| +73% | +$1.08M |
|
668
Toyota
TM
$216B
| $2.77M | 0.02% |
22,765
+1,410
| +7% | +$177K |
|
669
Evercore
EVR
$13.2B
| $2.77M | 0.02% |
46,376
+1,903
| +4% | +$101K |
|
670
Aon
AON
$78.4B
| $2.77M | 0.02% |
33,010
-292
| -0.9% | -$23.1K |
|
671
International Paper
IP
$22.5B
| $2.76M | 0.02% |
60,358
-5,989
| -9% | -$256K |
|
672
iShares MSCI Australia ETF
EWA
$1.37B
| $2.76M | 0.02% |
113,289
-21,723
| -16% | -$555K |
|
|
NXZ
673
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
| $2.75M | 0.02% |
217,051
-10,141
| -4% | -$130K |
|
674
Invesco Bloomberg Pricing Power ETF
POWA
$177M
| $2.75M | 0.02% |
80,465
+16,802
| +26% | +$575K |
|
|
TFCFA
675
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $2.72M | 0.02% |
77,375
+23,438
| +43% | +$791K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.