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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$13.9B
AUM Growth
–
Cap. Flow
+$15.3B
Cap. Flow %
110.13%
Top 10 Hldgs %
21.44%
Holding
2,419
New
2,415
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$1.22B
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$538M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$473M
4
MBB icon
iShares MBS ETF
MBB
+$439M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$287M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Energy 2.77%
3 Healthcare 2.59%
4 Financials 2.46%
5 Consumer Staples 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNCO
651
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$2.33M 0.02%
+62,401
New +$2.43M
RYN icon
652
Rayonier
RYN
$6.57B
$2.33M 0.02%
+61,956
New +$2.4M
TSCO icon
653
Tractor Supply
TSCO
$16.6B
$2.32M 0.02%
+197,530
New +$2.19M
MLPL
654
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$2.32M 0.02%
+42,065
New +$2.2M
VTR icon
655
Ventas
VTR
$48.9B
$2.32M 0.02%
+29,212
New +$2.51M
RBS.PRS.CL
656
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$2.31M 0.02%
+105,905
New +$2.47M
AOA icon
657
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$2.31M 0.02%
+57,842
New +$2.33M
AON icon
658
Aon
AON
$78.8B
$2.29M 0.02%
+35,611
New +$2.26M
K
659
DELISTED
Kellanova
K
$2.29M 0.02%
+37,962
New +$2.29M
LNKD
660
DELISTED
LinkedIn Corporation
LNKD
$2.29M 0.02%
+12,828
New +$2.27M
UYM icon
661
ProShares Ultra Materials
UYM
$38.8M
$2.27M 0.02%
+264,376
New +$2.46M
SBGI icon
662
Sinclair Inc
SBGI
$997M
$2.27M 0.02%
+77,310
New +$2.02M
PKO
663
DELISTED
Pimco Income Opportunity Fund
PKO
$2.26M 0.02%
+79,114
New +$2.4M
EQIX icon
664
Equinix
EQIX
$104B
$2.26M 0.02%
+12,246
New +$2.55M
UTG icon
665
Reaves Utility Income Fund
UTG
$3.63B
$2.25M 0.02%
+90,808
New +$2.35M
SCHV
666
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$2.25M 0.02%
+186,180
New +$2.26M
GVI icon
667
iShares Intermediate Government/Credit Bond ETF
GVI
$3.77B
$2.24M 0.02%
+20,363
New +$2.28M
FEM icon
668
First Trust Emerging Markets AlphaDEX Fund
FEM
$744M
$2.23M 0.02%
+97,032
New +$2.46M
SPIP icon
669
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$2.23M 0.02%
+80,472
New +$2.37M
APU
670
DELISTED
AmeriGas Partners, L.P.
APU
$2.23M 0.02%
+45,147
New +$2.08M
IWY icon
671
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$2.23M 0.02%
+58,432
New +$2.25M
CHIQ icon
672
Global X MSCI China Consumer Discretionary ETF
CHIQ
$126M
$2.23M 0.02%
+165,155
New +$2.33M
EMN icon
673
Eastman Chemical
EMN
$7.81B
$2.22M 0.02%
+31,671
New +$2.21M
MTS
674
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$2.21M 0.02%
+137,080
New +$2.32M
PWY
675
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$2.21M 0.02%
+108,221
New +$2.21M
25 26
27
28 29

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LPL Financial's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for LPL Financial, which disclosed 2,419 positions worth $13.9B. Its ten largest holdings account for 21% of the portfolio.

Its largest position is iShares TIPS Bond ETF: 10,326,273 shares worth $116M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, followed by Energy and Healthcare.

  • LPL Financial's largest Q2 2013 buy was iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
  • LPL Financial's ten largest holdings make up 21% of its $13.9B portfolio in Q2 2013.
  • LPL Financial disclosed 2,419 positions in Q2 2013, its first 13F filing on record.

Based on LPL Financial's 13F filing for Q2 2013, filed 15 Aug 2013.