LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Cheniere Energy
LNG
$56.5B
| $3.71M | 0.02% |
55,409
-908
| -2% | -$68K |
|
627
HP
HPQ
$23.5B
| $3.7M | 0.02% |
266,689
-26,840
| -9% | -$399K |
|
628
Stryker
SYK
$127B
| $3.69M | 0.02% |
38,429
+1,216
| +3% | +$115K |
|
629
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.74B
| $3.68M | 0.02% |
162,930
-147,950
| -48% | -$3.56M |
|
|
BPL
630
DELISTED
Buckeye Partners, L.P.
BPL
| $3.68M | 0.02% |
51,079
+140
| +0.3% | +$11K |
|
631
Gabelli Equity Trust
GAB
$1.74B
| $3.68M | 0.02% |
607,536
+39,573
| +7% | +$249K |
|
632
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
| $3.67M | 0.02% |
33,310
-2,827
| -8% | -$312K |
|
|
CXP
633
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $3.67M | 0.02% |
148,449
-8,623
| -5% | -$228K |
|
634
Hartford Financial Services
HIG
$38.5B
| $3.63M | 0.02% |
82,659
-10,578
| -11% | -$442K |
|
635
Invesco Zacks Mid-Cap ETF
CZA
$188M
| $3.63M | 0.02% |
71,267
+12,365
| +21% | +$635K |
|
636
Global X SuperDividend US ETF
DIV
$787M
| $3.61M | 0.02% |
136,016
+47,649
| +54% | +$1.33M |
|
|
RPAI
637
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $3.61M | 0.02% |
246,294
-17,163
| -7% | -$261K |
|
638
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
| $3.6M | 0.02% |
107,280
-903
| -0.8% | -$30.4K |
|
639
Toronto Dominion Bank
TD
$198B
| $3.59M | 0.02% |
85,259
+13,385
| +19% | +$599K |
|
|
WFM
640
DELISTED
Whole Foods Market Inc
WFM
| $3.59M | 0.02% |
91,428
+9,580
| +12% | +$428K |
|
641
Dollar Tree
DLTR
$23.1B
| $3.59M | 0.02% |
44,831
-14,722
| -25% | -$1.16M |
|
642
Tractor Supply
TSCO
$16.3B
| $3.56M | 0.02% |
195,745
+28,815
| +17% | +$511K |
|
|
UN
643
DELISTED
Unilever NV New York Registry Shares
UN
| $3.56M | 0.02% |
87,042
-367
| -0.4% | -$15.8K |
|
644
Vanguard Communication Services ETF
VOX
$5.53B
| $3.56M | 0.02% |
41,289
-14,252
| -26% | -$1.26M |
|
645
VanEck Oil Services ETF
OIH
$2.06B
| $3.56M | 0.02% |
5,384
+575
| +12% | +$425K |
|
|
FAX
646
abrdn Asia-Pacific Income Fund
FAX
$590M
| $3.55M | 0.02% |
121,622
-15,400
| -11% | -$492K |
|
647
Invesco Dividend Achievers ETF
PFM
$788M
| $3.55M | 0.02% |
170,821
-110,284
| -39% | -$2.36M |
|
648
ALPS Medical Breakthroughs ETF
SBIO
$202M
| $3.52M | 0.02% |
98,991
+78,052
| +373% | +$2.55M |
|
|
BNY
649
Bank of New York Mellon
BNY
$108B
| $3.5M | 0.02% |
84,234
+3,052
| +4% | +$130K |
|
|
CSG
650
DELISTED
CHAMBERS STR PPTYS COM
CSG
| $3.49M | 0.02% |
479,780
-41,125
| -8% | -$320K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.