LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$121M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$90.5M |
| 3 |
SPDR Gold Trust
GLD
|
+$50.7M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$42.4M |
| 5 |
FS KKR Capital
FSK
|
+$34.7M |
Top Sells
Sector Composition
| 1 | Energy | 3.14% |
| 2 | Technology | 3.07% |
| 3 | Financials | 2.98% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
601
Gabelli Dividend & Income Trust
GDV
$2.38B
| $3.58M | 0.02% |
163,385
+20,911
| +15% | +$458K |
|
602
3D Systems Corporation
DDD
$269M
| $3.55M | 0.02% |
59,356
-491
| -0.8% | -$29.4K |
|
603
iShares Micro-Cap ETF
IWC
$914M
| $3.55M | 0.02% |
46,622
-46,875
| -50% | -$3.57M |
|
604
Welltower
WELL
$113B
| $3.55M | 0.02% |
56,567
-10,424
| -16% | -$653K |
|
605
Lumen
LUMN
$5.78B
| $3.54M | 0.02% |
97,863
-2,459
| -2% | -$89K |
|
606
American Airlines Group
AAL
$8.42B
| $3.54M | 0.02% |
82,345
-2,686
| -3% | -$115K |
|
607
ProShares Ultra Financials
UYG
$871M
| $3.54M | 0.02% |
167,472
-9,966
| -6% | -$210K |
|
608
Invesco DB Commodity Index Tracking Fund
DBC
$1.27B
| $3.54M | 0.02% |
133,013
-19,445
| -13% | -$517K |
|
609
Eversource Energy
ES
$23.7B
| $3.53M | 0.02% |
74,719
-2,727
| -4% | -$129K |
|
610
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$586M
| $3.51M | 0.02% |
257,120
+63,257
| +33% | +$864K |
|
611
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $3.5M | 0.02% |
75,910
+44,193
| +139% | +$2.04M |
|
612
iShares Global Tech ETF
IXN
$5.79B
| $3.48M | 0.02% |
234,564
+14,922
| +7% | +$221K |
|
|
FFC
613
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$793M
| $3.47M | 0.02% |
176,923
-281
| -0.2% | -$5.51K |
|
614
Hartford Financial Services
HIG
$36.8B
| $3.47M | 0.02% |
96,811
+3,228
| +3% | +$116K |
|
|
OKS
615
DELISTED
Oneok Partners LP
OKS
| $3.46M | 0.02% |
59,110
-6,872
| -10% | -$403K |
|
616
Regeneron Pharmaceuticals
REGN
$59B
| $3.45M | 0.02% |
12,204
+343
| +3% | +$96.9K |
|
|
JRO
617
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $3.44M | 0.02% |
276,547
-3,433
| -1% | -$42.7K |
|
618
Toyota
TM
$262B
| $3.44M | 0.02% |
28,716
+3,738
| +15% | +$447K |
|
619
Schwab US Broad Market ETF
SCHB
$36.4B
| $3.43M | 0.02% |
430,686
+16,746
| +4% | +$133K |
|
|
JSN
620
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
| $3.42M | 0.02% |
266,446
+45,496
| +21% | +$585K |
|
621
AGNC Investment
AGNC
$10.8B
| $3.42M | 0.02% |
146,053
+67,892
| +87% | +$1.59M |
|
622
Seagate
STX
$40.7B
| $3.4M | 0.02% |
59,911
-54,404
| -48% | -$3.09M |
|
623
Public Storage
PSA
$50.9B
| $3.38M | 0.02% |
19,744
-909
| -4% | -$156K |
|
624
Travelers Companies
TRV
$61.6B
| $3.38M | 0.02% |
35,932
+7,643
| +27% | +$719K |
|
|
AET
625
DELISTED
Aetna Inc
AET
| $3.38M | 0.02% |
41,691
+6,435
| +18% | +$522K |
|