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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$13.9B
AUM Growth
–
Cap. Flow
+$15.3B
Cap. Flow %
110.13%
Top 10 Hldgs %
21.44%
Holding
2,419
New
2,415
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$1.22B
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$538M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$473M
4
MBB icon
iShares MBS ETF
MBB
+$439M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$287M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Energy 2.77%
3 Healthcare 2.59%
4 Financials 2.46%
5 Consumer Staples 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
601
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$2.61M 0.02%
+138,743
New +$2.57M
SPMD icon
602
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$2.59M 0.02%
+102,168
New +$2.59M
PKB icon
603
Invesco Building & Construction ETF
PKB
$438M
$2.58M 0.02%
+137,105
New +$2.7M
EFT
604
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$2.58M 0.02%
+155,594
New +$2.66M
IOO icon
605
iShares Global 100 ETF
IOO
$8.56B
$2.58M 0.02%
+76,312
New +$2.67M
ITOT icon
606
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$2.57M 0.02%
+70,318
New +$2.58M
ILF icon
607
iShares Latin America 40 ETF
ILF
$3.77B
$2.57M 0.02%
+69,902
New +$2.88M
SAGG
608
DELISTED
Direxion Daily Total Bond Market Bear 1X Shares
SAGG
$2.57M 0.02%
+70,918
New +$2.52M
SUSA icon
609
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$2.56M 0.02%
+75,828
New +$2.58M
SI
610
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$2.56M 0.02%
+25,317
New +$2.66M
MIN
611
Aberdeen Intermediate Income Fund
MIN
$273M
$2.56M 0.02%
+445,641
New +$2.7M
OHI icon
612
Omega Healthcare
OHI
$15.4B
$2.54M 0.02%
+81,845
New +$2.69M
XME icon
613
State Street SPDR S&P Metals & Mining ETF
XME
$3.91B
$2.54M 0.02%
+76,557
New +$2.81M
NVO
614
Novo Nordisk
NVO
$216B
$2.53M 0.02%
+163,360
New +$2.72M
FTCS icon
615
First Trust Capital Strength ETF
FTCS
$7.8B
$2.52M 0.02%
+86,192
New +$2.48M
PUI icon
616
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$56.8M
$2.52M 0.02%
+131,965
New +$2.54M
NQM
617
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$2.51M 0.02%
+176,179
New +$2.73M
SDOG icon
618
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$2.5M 0.02%
+81,396
New +$2.51M
RCS
619
PIMCO Strategic Income Fund
RCS
$243M
$2.5M 0.02%
+237,766
New +$2.65M
IRC
620
DELISTED
INLAND REAL ESTATE CORP
IRC
$2.49M 0.02%
+243,953
New +$2.61M
PGP
621
PIMCO Global StockPLUS & Income Fund
PGP
$96.6M
$2.49M 0.02%
+115,692
New +$2.57M
GCC icon
622
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$2.48M 0.02%
+96,260
New +$2.61M
RTN
623
DELISTED
Raytheon Company
RTN
$2.44M 0.02%
+36,965
New +$2.34M
KBWD icon
624
Invesco KBW High Dividend Yield Financial ETF
KBWD
$409M
$2.44M 0.02%
+98,215
New +$2.52M
PDM
625
Piedmont Realty Trust
PDM
$1.22B
$2.44M 0.02%
+136,371
New +$2.65M
23 24
25
26 27

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LPL Financial's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for LPL Financial, which disclosed 2,419 positions worth $13.9B. Its ten largest holdings account for 21% of the portfolio.

Its largest position is iShares TIPS Bond ETF: 10,326,273 shares worth $116M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, followed by Energy and Healthcare.

  • LPL Financial's largest Q2 2013 buy was iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
  • LPL Financial's ten largest holdings make up 21% of its $13.9B portfolio in Q2 2013.
  • LPL Financial disclosed 2,419 positions in Q2 2013, its first 13F filing on record.

Based on LPL Financial's 13F filing for Q2 2013, filed 15 Aug 2013.