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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$13.9B
AUM Growth
–
Cap. Flow
+$15.3B
Cap. Flow %
110.13%
Top 10 Hldgs %
21.44%
Holding
2,419
New
2,415
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$1.22B
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$538M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$473M
4
MBB icon
iShares MBS ETF
MBB
+$439M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$287M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Energy 2.77%
3 Healthcare 2.59%
4 Financials 2.46%
5 Consumer Staples 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOLF icon
576
Wolfspeed
WOLF
$1.2B
$2.78M 0.02%
+43,581
New +$2.55M
JCI icon
577
Johnson Controls International
JCI
$87.5B
$2.76M 0.02%
+73,690
New +$2.75M
COR icon
578
Cencora
COR
$60.3B
$2.76M 0.02%
+49,426
New +$2.68M
ETY icon
579
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$2.76M 0.02%
+271,033
New +$2.81M
KRE icon
580
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$2.75M 0.02%
+81,324
New +$2.6M
CII icon
581
BlackRock Enhanced Captial and Income Fund
CII
$1B
$2.75M 0.02%
+218,250
New +$2.85M
PSK icon
582
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$2.75M 0.02%
+63,264
New +$2.87M
IIM icon
583
Invesco Value Municipal Income Trust
IIM
$583M
$2.74M 0.02%
+192,541
New +$2.99M
EFR
584
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$2.73M 0.02%
+167,949
New +$2.83M
VFC icon
585
VF Corp
VFC
$6.68B
$2.73M 0.02%
+60,045
New +$2.55M
DOC icon
586
Healthpeak Properties
DOC
$15.4B
$2.72M 0.02%
+65,791
New +$3M
LOW icon
587
Lowe's Companies
LOW
$116B
$2.72M 0.02%
+66,468
New +$2.68M
VQT
588
DELISTED
iPath S&P VEQTOR ETN
VQT
$2.71M 0.02%
+15,515
New +$2.15M
NEM icon
589
Newmont
NEM
$98.2B
$2.7M 0.02%
+90,151
New +$3.03M
JXI icon
590
iShares Global Utilities ETF
JXI
$328M
$2.69M 0.02%
+63,915
New +$2.84M
GM icon
591
General Motors
GM
$74.7B
$2.68M 0.02%
+80,348
New +$2.55M
ZION icon
592
Zions Bancorporation
ZION
$10.1B
$2.66M 0.02%
+92,117
New +$2.41M
EAD
593
Allspring Income Opportunities Fund
EAD
$372M
$2.65M 0.02%
+280,213
New +$2.8M
BEN icon
594
Franklin Resources
BEN
$16.9B
$2.65M 0.02%
+58,494
New +$2.98M
IQI icon
595
Invesco Quality Municipal Securities
IQI
$526M
$2.64M 0.02%
+217,632
New +$2.82M
MGV icon
596
Vanguard Mega Cap Value ETF
MGV
$13.2B
$2.63M 0.02%
+53,674
New +$2.63M
IHF icon
597
iShares US Healthcare Providers ETF
IHF
$1.18B
$2.63M 0.02%
+156,540
New +$2.53M
MGC icon
598
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$2.63M 0.02%
+48,080
New +$2.65M
STON
599
DELISTED
StoneMor Inc.
STON
$2.62M 0.02%
+103,986
New +$2.69M
GDV icon
600
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.61M 0.02%
+142,635
New +$2.62M
22 23
24
25 26

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LPL Financial's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for LPL Financial, which disclosed 2,419 positions worth $13.9B. Its ten largest holdings account for 21% of the portfolio.

Its largest position is iShares TIPS Bond ETF: 10,326,273 shares worth $116M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, followed by Energy and Healthcare.

  • LPL Financial's largest Q2 2013 buy was iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
  • LPL Financial's ten largest holdings make up 21% of its $13.9B portfolio in Q2 2013.
  • LPL Financial disclosed 2,419 positions in Q2 2013, its first 13F filing on record.

Based on LPL Financial's 13F filing for Q2 2013, filed 15 Aug 2013.