LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Schwab US Large- Cap ETF
SCHX
$70.9B
| $4.51M | 0.02% |
547,062
+381,768
| +231% | +$3.21M |
|
552
Vanguard FTSE Pacific ETF
VPL
$8.05B
| $4.5M | 0.02% |
74,114
+957
| +1% | +$60.5K |
|
553
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $4.5M | 0.02% |
668,344
+206,280
| +45% | +$1.41M |
|
|
ACG
554
DELISTED
AllianceBernstein Income Fund Inc
ACG
| $4.5M | 0.02% |
600,081
-396,259
| -40% | -$3.04M |
|
555
iShares International Developed Real Estate ETF
IFGL
$81.6M
| $4.49M | 0.02% |
152,368
-14,633
| -9% | -$462K |
|
556
Public Service Enterprise Group
PEG
$39.8B
| $4.47M | 0.02% |
110,888
+6,145
| +6% | +$255K |
|
|
SCHW
557
Charles Schwab
SCHW
$177B
| $4.46M | 0.02% |
137,352
-5,200
| -4% | -$164K |
|
|
TWTR
558
DELISTED
Twitter, Inc.
TWTR
| $4.46M | 0.02% |
125,860
+38,327
| +44% | +$1.57M |
|
559
iShares MSCI Spain ETF
EWP
$1.98B
| $4.45M | 0.02% |
137,516
+108,144
| +368% | +$3.83M |
|
560
Invesco Water Resources ETF
PHO
$1.97B
| $4.43M | 0.02% |
179,648
+2,790
| +2% | +$71K |
|
561
Mesa Laboratories
MLAB
$539M
| $4.43M | 0.02% |
49,002
-2,972
| -6% | -$251K |
|
|
NIO
562
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $4.43M | 0.02% |
323,609
-25,422
| -7% | -$360K |
|
|
FIF
563
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $4.43M | 0.02% |
222,677
+154
| +0.1% | +$3.42K |
|
564
iShares North American Natural Resources ETF
IGE
$747M
| $4.42M | 0.02% |
124,495
-49,093
| -28% | -$1.9M |
|
|
NS
565
DELISTED
NuStar Energy L.P.
NS
| $4.38M | 0.02% |
74,669
-6,046
| -7% | -$382K |
|
|
GUT
566
Gabelli Utility Trust
GUT
$576M
| $4.38M | 0.02% |
724,886
+75,737
| +12% | +$518K |
|
|
HIX
567
Western Asset High Income Fund II
HIX
$352M
| $4.37M | 0.02% |
579,616
-81,245
| -12% | -$649K |
|
568
Capital One
COF
$124B
| $4.37M | 0.02% |
49,739
+19,116
| +62% | +$1.61M |
|
569
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
| $4.35M | 0.02% |
394,591
-331,515
| -46% | -$3.88M |
|
570
Schwab US Broad Market ETF
SCHB
$42.8B
| $4.33M | 0.02% |
515,400
-106,482
| -17% | -$910K |
|
|
HOT
571
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $4.32M | 0.02% |
52,672
+2,009
| +4% | +$168K |
|
572
Sanofi
SNY
$104B
| $4.32M | 0.02% |
89,601
+37,825
| +73% | +$1.92M |
|
573
Nucor
NUE
$56.4B
| $4.29M | 0.02% |
98,377
+7,557
| +8% | +$363K |
|
574
WisdomTree US SmallCap Earnings Fund
EES
$716M
| $4.28M | 0.02% |
153,990
-30
| -0% | -$853 |
|
575
State Street SPDR Portfolio Europe ETF
SPEU
$712M
| $4.27M | 0.02% |
124,708
-5,320
| -4% | -$194K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.