LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
DTE Energy
DTE
$30.4B
| $3.65M | 0.02% |
57,684
-4,300
| -7% | -$253K |
|
552
American Electric Power
AEP
$72.4B
| $3.64M | 0.02% |
71,876
-11,769
| -14% | -$572K |
|
553
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
| $3.61M | 0.02% |
62,159
+1,057
| +2% | +$60.2K |
|
554
ProShares Ultra Financials
UYG
$847M
| $3.61M | 0.02% |
177,438
-11,178
| -6% | -$217K |
|
|
BNY
555
Bank of New York Mellon
BNY
$106B
| $3.6M | 0.02% |
102,164
-896
| -0.9% | -$29.6K |
|
556
W.P. Carey
WPC
$16.8B
| $3.6M | 0.02% |
61,281
+7,656
| +14% | +$463K |
|
557
Invesco CEF Income Composite ETF
PCEF
$795M
| $3.6M | 0.02% |
145,595
+26,906
| +23% | +$659K |
|
|
APC
558
DELISTED
Anadarko Petroleum
APC
| $3.6M | 0.02% |
42,408
-2,644
| -6% | -$217K |
|
559
Nuveen Floating Rate Income Fund
JFR
$1.24B
| $3.58M | 0.02% |
299,101
+4,451
| +2% | +$53.6K |
|
|
HYLD
560
DELISTED
High Yield ETF
HYLD
| $3.57M | 0.02% |
67,907
+22,952
| +51% | +$1.2M |
|
561
lululemon athletica
LULU
$13.7B
| $3.56M | 0.02% |
67,737
+26,554
| +64% | +$1.32M |
|
562
Regeneron Pharmaceuticals
REGN
$72.9B
| $3.56M | 0.02% |
11,861
+455
| +4% | +$140K |
|
563
Global X Social Media ETF
SOCL
$91.8M
| $3.56M | 0.02% |
182,627
+89,897
| +97% | +$1.92M |
|
564
Las Vegas Sands
LVS
$32B
| $3.56M | 0.02% |
44,029
-11,332
| -20% | -$911K |
|
565
Franklin Resources
BEN
$17.3B
| $3.54M | 0.02% |
65,415
+288
| +0.4% | +$15.5K |
|
566
3D Systems Corp
DDD
$412M
| $3.54M | 0.02% |
59,847
-83,490
| -58% | -$6.23M |
|
|
OKS
567
DELISTED
Oneok Partners LP
OKS
| $3.53M | 0.02% |
65,982
-12,883
| -16% | -$684K |
|
568
Eversource Energy
ES
$28.4B
| $3.52M | 0.02% |
77,446
+2,688
| +4% | +$117K |
|
569
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
| $3.5M | 0.02% |
192,243
+32,454
| +20% | +$575K |
|
|
CEM
570
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $3.5M | 0.02% |
26,316
-839
| -3% | -$110K |
|
571
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
| $3.5M | 0.02% |
61,107
-28,288
| -32% | -$1.56M |
|
572
Vanguard Russell 1000 Value ETF
VONV
$20.7B
| $3.49M | 0.02% |
82,666
+12,098
| +17% | +$495K |
|
573
Public Storage
PSA
$61.7B
| $3.48M | 0.02% |
20,653
+130
| +0.6% | +$21K |
|
574
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$143M
| $3.46M | 0.02% |
131,886
+17,898
| +16% | +$466K |
|
|
CHK
575
DELISTED
Chesapeake Energy Corporation
CHK
| $3.46M | 0.02% |
714
-19
| -3% | -$92.6K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.