LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
| $3.64M | 0.02% |
157,184
+8,800
| +6% | +$196K |
|
552
Cencora
COR
$60.5B
| $3.63M | 0.02% |
51,637
+727
| +1% | +$48.8K |
|
553
iShares Core Moderate Allocation ETF
AOM
$1.75B
| $3.62M | 0.02% |
105,540
+584
| +0.6% | +$19.8K |
|
|
NIO
554
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $3.62M | 0.02% |
273,825
+6,901
| +3% | +$88.7K |
|
555
Lumen
LUMN
$6.45B
| $3.62M | 0.02% |
113,627
-1,092
| -1% | -$34.9K |
|
|
HVPW
556
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
| $3.61M | 0.02% |
141,602
+38,554
| +37% | +$993K |
|
|
PPL
557
PPL Corp
PPL
$27.1B
| $3.61M | 0.02% |
128,653
+19,110
| +17% | +$539K |
|
|
BNY
558
Bank of New York Mellon
BNY
$107B
| $3.6M | 0.02% |
103,060
-3,813
| -4% | -$124K |
|
559
ProShares Ultra QQQ
QLD
$12.5B
| $3.59M | 0.02% |
1,152,576
+110,528
| +11% | +$308K |
|
|
SI
560
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
| $3.58M | 0.02% |
25,881
+3,857
| +18% | +$497K |
|
|
APC
561
DELISTED
Anadarko Petroleum
APC
| $3.57M | 0.02% |
45,052
-2,554
| -5% | -$229K |
|
|
WFM
562
DELISTED
Whole Foods Market Inc
WFM
| $3.57M | 0.02% |
61,677
+11,038
| +22% | +$654K |
|
|
QIWI
563
DELISTED
QIWI PLC
QIWI
| $3.55M | 0.02% |
+63,391
| New | +$2.83M |
|
|
ETG
564
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
| $3.54M | 0.02% |
208,948
+18,267
| +10% | +$295K |
|
565
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
| $3.52M | 0.02% |
83,292
+4,096
| +5% | +$166K |
|
566
Invesco Municipal Opportunity Trust
VMO
$653M
| $3.52M | 0.02% |
300,587
-34,675
| -10% | -$399K |
|
567
Bread Financial
BFH
$4.29B
| $3.51M | 0.02% |
16,744
+841
| +5% | +$161K |
|
|
PWY
568
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
| $3.51M | 0.02% |
141,404
+16,065
| +13% | +$399K |
|
569
Nuveen Floating Rate Income Fund
JFR
$1.24B
| $3.51M | 0.02% |
294,650
-12,490
| -4% | -$149K |
|
570
BlackRock Taxable Municipal Bond Trust
BBN
$971M
| $3.51M | 0.02% |
183,121
+56,940
| +45% | +$1.07M |
|
571
Pegasystems
PEGA
$4.7B
| $3.5M | 0.02% |
+284,956
| New | +$3.12M |
|
572
DTE Energy
DTE
$30.6B
| $3.5M | 0.02% |
61,984
-604
| -1% | -$34.6K |
|
573
HP
HPQ
$24.3B
| $3.5M | 0.02% |
275,607
+1,291
| +0.5% | +$14.8K |
|
574
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
| $3.5M | 0.02% |
112,470
+82,602
| +277% | +$2.48M |
|
575
Vanguard Mega Cap Value ETF
MGV
$13.3B
| $3.49M | 0.02% |
63,469
+5,076
| +9% | +$269K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.