LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NWTG
5551
Newton Golf Co
NWTG
$5.05M
| $170K | ﹤0.01% |
106,942
-3,058
| -3% | -$4.82K |
|
5552
NGL Energy Partners
NGL
$1.94B
| $170K | ﹤0.01% |
13,765
+1,732
| +14% | +$19.7K |
|
5553
Sypris Solutions
SYPR
$43.7M
| $170K | ﹤0.01% |
+59,500
| New | +$189K |
|
|
STUB
5554
StubHub Holdings
STUB
$3.1B
| $169K | ﹤0.01% |
27,054
+2,446
| +10% | +$25.5K |
|
5555
Acacia Research
ACTG
$450M
| $168K | ﹤0.01% |
35,000
+10,000
| +40% | +$42.1K |
|
|
FVR
5556
FrontView REIT
FVR
$494M
| $168K | ﹤0.01% |
+10,848
| New | +$175K |
|
5557
Remitly
RELY
$4.74B
| $168K | ﹤0.01% |
+10,697
| New | +$158K |
|
5558
Talkspace
TALK
$873M
| $167K | ﹤0.01% |
+32,278
| New | +$143K |
|
5559
Nuveen Minnesota Quality Municipal Income Fund
NMS
$77.7M
| $166K | ﹤0.01% |
13,588
+943
| +7% | +$11.3K |
|
5560
Dream Finders Homes
DFH
$1.46B
| $165K | ﹤0.01% |
11,868
-459
| -4% | -$8.16K |
|
5561
Resources Connection
RGP
$129M
| $164K | ﹤0.01% |
43,929
+12,977
| +42% | +$53.1K |
|
|
ACRE
5562
Ares Commercial Real Estate
ACRE
$252M
| $164K | ﹤0.01% |
34,130
+6,180
| +22% | +$31K |
|
5563
8x8 Inc
EGHT
$247M
| $164K | ﹤0.01% |
98,623
-3,370
| -3% | -$6.9K |
|
5564
LifeVantage
LFVN
$82.4M
| $163K | ﹤0.01% |
37,787
+9,484
| +34% | +$49.7K |
|
|
IMSR
5565
Terrestrial Energy
IMSR
$517M
| $160K | ﹤0.01% |
+26,704
| New | +$212K |
|
5566
CALL
NextNav
NN
$1.7B
| $160K | ﹤0.01% |
+10,000
| New | +$162K |
|
5567
Select Water Solutions
WTTR
$2.51B
| $160K | ﹤0.01% |
+10,469
| New | +$137K |
|
5568
Adtran
ADTN
$798M
| $160K | ﹤0.01% |
12,722
-404
| -3% | -$4.09K |
|
|
RMMZ
5569
RiverNorth Managed Duration Municipal Income Fund II
RMMZ
$124M
| $159K | ﹤0.01% |
10,842
| – | – |
|
5570
Knightscope
KSCP
$25M
| $159K | ﹤0.01% |
38,175
+23,926
| +168% | +$95.4K |
|
|
WHLRP
5571
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.73M
| $159K | ﹤0.01% |
22,865
| – | – |
|
5572
Diamondrock Hospitality Co
DRH
$2.63B
| $158K | ﹤0.01% |
16,891
+3,191
| +23% | +$30.4K |
|
5573
CALL
Conagra Brands
CAG
$7.07B
| $157K | ﹤0.01% |
10,000
-5,000
| -33% | -$88.3K |
|
5574
ProShares Bitcoin Strategy ETF
BITO
$1.4B
| $157K | ﹤0.01% |
16,861
+1,479
| +10% | +$15.6K |
|
5575
EverQuote
EVER
$886M
| $156K | ﹤0.01% |
10,142
-3,289
| -24% | -$62.2K |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.