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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+0.86%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$246B
AUM Growth
+$21.7B
Cap. Flow
+$22.2B
Cap. Flow %
9.03%
Top 10 Hldgs %
16.54%
Holding
5,518
New
337
Increased
3,329
Reduced
1,497
Closed
245

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$697M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$532M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$389M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$292M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$280M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$87.2M
2
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$63.4M
3
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$57M
4
INDA icon
iShares MSCI India ETF
INDA
+$57M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$45.4M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Financials 3.6%
3 Consumer Discretionary 2.98%
4 Healthcare 2.45%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTWO icon
501
Vanguard Russell 2000 ETF
VTWO
$17.4B
$71.3M 0.03%
798,365
+89,039
+13% +$8.21M
EMLP icon
502
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$71.2M 0.03%
1,997,959
+15,415
+0.8% +$546K
IXN icon
503
iShares Global Tech ETF
IXN
$8.34B
$70.9M 0.03%
836,177
-7,160
-0.8% -$601K
QLTA icon
504
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
$70.6M 0.03%
1,509,822
+298,116
+25% +$14.2M
EPI icon
505
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$70.3M 0.03%
1,553,013
-353,196
-19% -$16.7M
SYFI
506
AB Short Duration High Yield ETF
SYFI
$924M
$70M 0.03%
1,961,046
+55,857
+3% +$2M
WTV icon
507
WisdomTree US Value Fund
WTV
$3.21B
$69.3M 0.03%
829,601
+272,807
+49% +$23M
VRT icon
508
Vertiv
VRT
$87.6B
$69.1M 0.03%
608,384
+94,542
+18% +$11.2M
TBLL icon
509
Invesco Short Term Treasury ETF
TBLL
$2.61B
$69.1M 0.03%
654,527
-39,658
-6% -$4.19M
PDBC icon
510
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.36B
$68.8M 0.03%
5,296,295
+2,495,385
+89% +$33.7M
SHW icon
511
Sherwin-Williams
SHW
$83.7B
$68.7M 0.03%
201,569
+4,651
+2% +$1.74M
HYMB icon
512
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$68.6M 0.03%
2,681,977
+311,498
+13% +$8.08M
GWW icon
513
W.W. Grainger
GWW
$64B
$68.5M 0.03%
64,642
+6,429
+11% +$7.24M
APP icon
514
Applovin
APP
$136B
$68.2M 0.03%
210,530
+17,754
+9% +$4.49M
SPY icon
515
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$68M 0.03%
116,000
+10,100
+10% +$5.95M
FISR icon
516
State Street Fixed Income Sector Rotation ETF
FISR
$489M
$68M 0.03%
2,680,359
-524,208
-16% -$13.5M
HSY icon
517
Hershey
HSY
$35.9B
$67.8M 0.03%
400,114
+63,882
+19% +$11.5M
ICE icon
518
Intercontinental Exchange
ICE
$88.4B
$67.8M 0.03%
454,708
+55,453
+14% +$8.78M
BDX icon
519
Becton Dickinson
BDX
$45.6B
$67.7M 0.03%
298,286
+22,272
+8% +$5.14M
FCX icon
520
Freeport-McMoran
FCX
$91.2B
$67.7M 0.03%
1,776,932
+162,933
+10% +$7.29M
AMT icon
521
American Tower
AMT
$81.3B
$67.6M 0.03%
368,499
+12,271
+3% +$2.54M
XLB icon
522
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$67.6M 0.03%
1,606,242
-282,670
-15% -$13.1M
VGLT icon
523
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$67.5M 0.03%
1,220,349
+100,152
+9% +$5.8M
ONEY icon
524
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$679M
$67.4M 0.03%
619,251
+23,664
+4% +$2.67M
MUNI icon
525
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$67.4M 0.03%
1,303,078
+244,800
+23% +$12.8M
19 20
21
22 23

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LPL Financial's Q4 2024 Portfolio in Review

As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.

  • LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
  • LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
  • LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
  • LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
  • LPL Financial opened 337 new positions and closed 245 in Q4 2024.
  • LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.

Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.