LPL Financial

LPL Financial Portfolio holdings

AUM $299B
1-Year Return 15.17%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+2.23%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$19.6B
AUM Growth
+$1.31B
Cap. Flow
+$1.05B
Cap. Flow %
5.38%
Top 10 Hldgs %
20.64%
Holding
2,944
New
222
Increased
1,353
Reduced
1,130
Closed
165
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
GDXJ icon
501
VanEck Junior Gold Miners ETF
GDXJ
$6.82B
$5.17M 0.03%
214,663
-143,629
-40% -$3.46M
FIF
502
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$5.17M 0.03%
222,523
+328
+0.1% +$7.62K
EWY icon
503
iShares MSCI South Korea ETF
EWY
$5.18B
$5.17M 0.03%
90,005
+64,517
+253% +$3.7M
TFC icon
504
Truist Financial
TFC
$60.7B
$5.16M 0.03%
133,832
+19,203
+17% +$741K
CI icon
505
Cigna
CI
$81.2B
$5.15M 0.03%
39,484
+868
+2% +$113K
PANW icon
506
Palo Alto Networks
PANW
$129B
$5.15M 0.03%
218,130
+67,890
+45% +$1.6M
NIO
507
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$5.13M 0.03%
349,031
+43,791
+14% +$644K
VIS icon
508
Vanguard Industrials ETF
VIS
$6.12B
$5.11M 0.03%
48,049
-8,546
-15% -$909K
FRI icon
509
First Trust S&P REIT Index Fund
FRI
$155M
$5.11M 0.03%
221,014
-14,919
-6% -$345K
CB
510
DELISTED
CHUBB CORPORATION
CB
$5.08M 0.03%
50,286
+372
+0.7% +$37.6K
CAG icon
511
Conagra Brands
CAG
$9.07B
$5.08M 0.03%
177,018
-274,973
-61% -$7.89M
ISCB icon
512
iShares Morningstar Small-Cap ETF
ISCB
$249M
$5.07M 0.03%
141,844
+2,076
+1% +$74.2K
SCTO
513
DELISTED
Global X JPMorgan US Sector Rotator Index ETF
SCTO
$5.07M 0.03%
203,587
+42,337
+26% +$1.05M
HEFA icon
514
iShares Currency Hedged MSCI EAFE ETF
HEFA
$6.55B
$5.04M 0.03%
+179,616
New +$5.04M
VFC icon
515
VF Corp
VFC
$5.85B
$5.04M 0.03%
71,269
-5,858
-8% -$414K
NS
516
DELISTED
NuStar Energy L.P.
NS
$5.01M 0.03%
80,715
+12,277
+18% +$761K
ILCV icon
517
iShares Morningstar Value ETF
ILCV
$1.09B
$5M 0.03%
119,848
+842
+0.7% +$35.1K
AIVI icon
518
WisdomTree International AI Enhanced Value Fund
AIVI
$57.3M
$5M 0.03%
113,379
-4,146
-4% -$183K
NKX icon
519
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$567M
$4.99M 0.03%
333,977
+17,395
+5% +$260K
BXMX icon
520
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$4.98M 0.03%
393,458
-4,199
-1% -$53.2K
TRND
521
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$4.95M 0.03%
124,942
-6,335
-5% -$251K
LSI
522
DELISTED
Life Storage, Inc.
LSI
$4.94M 0.03%
79,313
+104
+0.1% +$6.48K
PWY
523
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$4.93M 0.03%
187,404
+14,139
+8% +$372K
CTSH icon
524
Cognizant
CTSH
$34.9B
$4.92M 0.03%
79,451
+7,477
+10% +$463K
RZG icon
525
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$103M
$4.92M 0.03%
167,712
+31,272
+23% +$917K