LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LSI
501
DELISTED
Life Storage, Inc.
LSI
| $4.65M | 0.03% |
90,260
-7,764
| -8% | -$393K |
|
|
BSJF
502
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
| $4.64M | 0.03% |
172,523
-204,775
| -54% | -$5.52M |
|
|
APU
503
DELISTED
AmeriGas Partners, L.P.
APU
| $4.64M | 0.03% |
102,303
+40,018
| +64% | +$1.83M |
|
|
APC
504
DELISTED
Anadarko Petroleum
APC
| $4.64M | 0.03% |
42,361
-47
| -0.1% | -$4.78K |
|
505
VanEck Agribusiness ETF
MOO
$972M
| $4.63M | 0.03% |
84,177
-112,967
| -57% | -$6.17M |
|
|
NS
506
DELISTED
NuStar Energy L.P.
NS
| $4.63M | 0.03% |
74,604
-834
| -1% | -$48.4K |
|
507
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $4.59M | 0.03% |
75,323
+11,701
| +18% | +$713K |
|
|
UN
508
DELISTED
Unilever NV New York Registry Shares
UN
| $4.59M | 0.03% |
104,885
-5,470
| -5% | -$235K |
|
509
Polaris
PII
$3.82B
| $4.59M | 0.03% |
35,218
-3,059
| -8% | -$405K |
|
510
United States Natural Gas Fund
UNG
$456M
| $4.59M | 0.03% |
11,653
+258
| +2% | +$105K |
|
|
HYLD
511
DELISTED
High Yield ETF
HYLD
| $4.59M | 0.03% |
86,063
+18,156
| +27% | +$960K |
|
|
POT
512
DELISTED
Potash Corp Of Saskatchewan
POT
| $4.57M | 0.03% |
120,477
+8,950
| +8% | +$323K |
|
513
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
| $4.56M | 0.03% |
184,839
-32,959
| -15% | -$806K |
|
514
Alcoa
AA
$11.9B
| $4.55M | 0.03% |
127,300
+25,330
| +25% | +$831K |
|
515
Healthpeak Properties
DOC
$15.1B
| $4.55M | 0.03% |
120,866
+32,807
| +37% | +$1.23M |
|
516
Nucor
NUE
$58.6B
| $4.55M | 0.03% |
92,434
-4,668
| -5% | -$240K |
|
|
MLPL
517
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
| $4.55M | 0.03% |
64,685
+38,750
| +149% | +$2.4M |
|
|
PWY
518
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
| $4.53M | 0.03% |
175,153
+8,977
| +5% | +$232K |
|
|
RSX
519
DELISTED
VanEck Russia ETF
RSX
| $4.51M | 0.03% |
171,459
-5,851
| -3% | -$144K |
|
520
Under Armour
UAA
$2.84B
| $4.51M | 0.03% |
152,654
+3,426
| +2% | +$89.3K |
|
521
PNC Financial Services
PNC
$99.7B
| $4.5M | 0.03% |
50,581
-783
| -2% | -$66.9K |
|
522
Microchip Technology
MCHP
$40.3B
| $4.5M | 0.03% |
184,482
+40,898
| +28% | +$975K |
|
523
HP
HPQ
$24.9B
| $4.49M | 0.03% |
293,718
+13,787
| +5% | +$207K |
|
524
Invesco S&P 500 Revenue ETF
RWL
$9.62B
| $4.47M | 0.03% |
115,772
-3,324
| -3% | -$125K |
|
|
SCHW
525
Charles Schwab
SCHW
$183B
| $4.46M | 0.03% |
165,723
-6,408
| -4% | -$168K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.