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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$15B
AUM Growth
+$1.11B
Cap. Flow
-$671M
Cap. Flow %
-4.47%
Top 10 Hldgs %
19.97%
Holding
2,666
New
246
Increased
1,230
Reduced
998
Closed
131

Top Buys

Rank Stock Value
1
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$145M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$130M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$60.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$57M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$50.5M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$1.07B
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$199M
3
MBB icon
iShares MBS ETF
MBB
+$140M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$91.8M
5
HDV
iShares Core High Dividend ETF
HDV
+$78.9M

Sector Composition

Rank Sector Weight
1 Technology 3%
2 Energy 2.83%
3 Healthcare 2.65%
4 Financials 2.62%
5 Industrials 2.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
501
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$3.86M 0.03%
69,827
-10,199
-13% -$563K
HTD
502
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$3.86M 0.03%
222,506
-57,310
-20% -$1.04M
MGA icon
503
Magna International
MGA
$18.7B
$3.83M 0.03%
90,050
+3,530
+4% +$138K
PNC icon
504
PNC Financial Services
PNC
$99.7B
$3.82M 0.03%
52,345
+14
+0% +$1.04K
SCHF icon
505
Schwab International Equity ETF
SCHF
$66.6B
$3.82M 0.03%
247,840
+3,170
+1% +$46.3K
NQU
506
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$3.81M 0.03%
316,477
+257,947
+441% +$3.24M
IXC icon
507
iShares Global Energy ETF
IXC
$2.79B
$3.81M 0.03%
91,189
-18,566
-17% -$750K
VMO icon
508
Invesco Municipal Opportunity Trust
VMO
$651M
$3.81M 0.03%
335,262
-26,627
-7% -$311K
IGOV icon
509
iShares International Treasury Bond ETF
IGOV
$1.53B
$3.78M 0.03%
74,862
+13,138
+21% +$648K
TEI
510
Templeton Emerging Markets Income Fund
TEI
$314M
$3.77M 0.03%
259,667
+7,144
+3% +$102K
TXN icon
511
Texas Instruments
TXN
$252B
$3.77M 0.03%
93,008
+3,346
+4% +$130K
LUMN icon
512
Lumen
LUMN
$6.57B
$3.75M 0.03%
114,719
+10,900
+10% +$371K
IHI icon
513
iShares US Medical Devices ETF
IHI
$3.13B
$3.73M 0.02%
255,318
-94,380
-27% -$1.3M
SVC
514
Service Properties Trust
SVC
$1.04B
$3.72M 0.02%
26,111
+466
+2% +$64.5K
ILF icon
515
iShares Latin America 40 ETF
ILF
$3.85B
$3.71M 0.02%
92,961
+23,059
+33% +$848K
CI icon
516
Cigna
CI
$73.7B
$3.7M 0.02%
46,704
-3,181
-6% -$248K
VTWG icon
517
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$3.69M 0.02%
39,811
+3,725
+10% +$326K
AEP icon
518
American Electric Power
AEP
$69.6B
$3.69M 0.02%
83,610
+8,894
+12% +$396K
SNY icon
519
Sanofi
SNY
$103B
$3.68M 0.02%
73,513
-1,483
-2% -$75.5K
CHK
520
DELISTED
Chesapeake Energy Corporation
CHK
$3.67M 0.02%
733
-616
-46% -$2.86M
IHE icon
521
iShares US Pharmaceuticals ETF
IHE
$1.46B
$3.65M 0.02%
103,260
+5,502
+6% +$194K
BSJD
522
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
$3.64M 0.02%
142,717
-56,741
-28% -$1.45M
JFR icon
523
Nuveen Floating Rate Income Fund
JFR
$1.24B
$3.6M 0.02%
307,140
-53,232
-15% -$652K
RWX icon
524
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$3.59M 0.02%
83,562
-20,314
-20% -$828K
SLYV icon
525
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$3.58M 0.02%
71,846
+5,200
+8% +$248K
19 20
21
22 23

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LPL Financial's Q3 2013 Portfolio in Review

As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.

Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.

  • LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
  • LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
  • LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
  • LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
  • LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
  • LPL Financial opened 246 new positions and closed 131 in Q3 2013.
  • LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.

Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.