LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$697M |
| 2 |
Vanguard S&P 500 ETF
VOO
|
+$532M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$389M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$292M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$280M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
|
+$87.2M |
| 2 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$63.4M |
| 3 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$57M |
| 4 |
iShares MSCI India ETF
INDA
|
+$57M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$45.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.26% |
| 2 | Financials | 3.6% |
| 3 | Consumer Discretionary | 2.98% |
| 4 | Healthcare | 2.45% |
| 5 | Industrials | 2.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5101
Comstock
LODE
$208M
| $48.4K | ﹤0.01% |
6,045
+885
| +17% | +$3.78K |
|
|
CRKN
5102
DELISTED
Crown Electrokinetics Corp. Common Stock
CRKN
| $47.9K | ﹤0.01% |
+2,247
| New | +$248K |
|
|
BLDP
5103
Ballard Power Systems
BLDP
$805M
| $47.9K | ﹤0.01% |
28,841
+118
| +0.4% | +$184 |
|
5104
Veritone
VERI
$101M
| $47.7K | ﹤0.01% |
+14,549
| New | +$47.1K |
|
5105
Leslie's
LESL
$8.9M
| $47.4K | ﹤0.01% |
1,063
-484
| -31% | -$25.7K |
|
5106
Rail Vision
RVSN
$8.79M
| $46.9K | ﹤0.01% |
742
-433
| -37% | -$7.05K |
|
5107
Cue Biopharma
CUE
$113M
| $46.8K | ﹤0.01% |
1,431
+833
| +139% | +$31.3K |
|
|
ZOM
5108
DELISTED
Zomedica Corp.
ZOM
| $46.1K | ﹤0.01% |
383,995
+98,020
| +34% | +$12.3K |
|
|
BCOV
5109
DELISTED
Brightcove, Inc.
BCOV
| $46K | ﹤0.01% |
+10,570
| New | +$33.9K |
|
5110
Marqeta
MQ
$1.83B
| $44.2K | ﹤0.01% |
2,918
-988
| -25% | -$17.3K |
|
5111
Lucid Diagnostics
LUCD
$166M
| $43.7K | ﹤0.01% |
53,391
+12,035
| +29% | +$10.6K |
|
5112
CALL
Vaalco Energy
EGY
$570M
| $43.7K | ﹤0.01% |
+10,000
| New | +$53.1K |
|
5113
CytomX Therapeutics
CTMX
$675M
| $43.6K | ﹤0.01% |
42,315
+4,000
| +10% | +$4.3K |
|
5114
Planet Labs
PL
$7.3B
| $43.2K | ﹤0.01% |
10,684
-6,084
| -36% | -$18.9K |
|
5115
Conduent
CNDT
$244M
| $42.7K | ﹤0.01% |
10,564
-2,757
| -21% | -$11K |
|
5116
CuriosityStream
CURI
$145M
| $42.5K | ﹤0.01% |
27,784
-755
| -3% | -$1.46K |
|
5117
FerroAtlántica
GSM
$594M
| $42.4K | ﹤0.01% |
+11,165
| New | +$47.9K |
|
5118
Oramed Pharmaceuticals
ORMP
$167M
| $42.2K | ﹤0.01% |
17,431
-21,250
| -55% | -$50.5K |
|
5119
Precigen
PGEN
$2.24B
| $42.1K | ﹤0.01% |
37,622
-27,350
| -42% | -$23.3K |
|
5120
Lexicon Pharmaceuticals
LXRX
$1.03B
| $42.1K | ﹤0.01% |
57,007
-6,028
| -10% | -$7.27K |
|
5121
Ribbon Communications
RBBN
$377M
| $42K | ﹤0.01% |
10,095
-8,995
| -47% | -$34K |
|
5122
Organogenesis Holdings
ORGO
$305M
| $41.6K | ﹤0.01% |
13,009
| – | – |
|
|
RVNC
5123
DELISTED
Revance Therapeutics, Inc.
RVNC
| $40.7K | ﹤0.01% |
13,375
-29,530
| -69% | -$129K |
|
5124
Sportsman's Warehouse
SPWH
$44.5M
| $40.6K | ﹤0.01% |
15,195
-1,000
| -6% | -$2.5K |
|
5125
Arbutus Biopharma
ABUS
$857M
| $40.4K | ﹤0.01% |
12,347
+1,000
| +9% | +$3.68K |
|
Similar funds
LPL Financial's Q4 2024 Portfolio in Review
As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.
- LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
- LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
- LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
- LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
- LPL Financial opened 337 new positions and closed 245 in Q4 2024.
- LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.
Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.