LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5076
Caribou Biosciences
CRBU
$145M
| $20.5K | ﹤0.01% |
+10,483
| New | +$21.5K |
|
|
GLDG
5077
GoldMining Inc
GLDG
$178M
| $20.5K | ﹤0.01% |
21,822
+4,218
| +24% | +$3.8K |
|
5078
American Resources Corp
AREC
$191M
| $20.3K | ﹤0.01% |
22,300
| – | – |
|
5079
Rail Vision
RVSN
$8.79M
| $19.9K | ﹤0.01% |
1,175
+158
| +16% | +$2.87K |
|
|
MAGN
5080
Magnera Corp
MAGN
$472M
| $19.4K | ﹤0.01% |
+828
| New | +$17.3K |
|
|
EMX
5081
DELISTED
EMX Royalty
EMX
| $18.8K | ﹤0.01% |
10,565
-39,775
| -79% | -$70.8K |
|
5082
Ondas Inc
ONDS
$4.27B
| $18.2K | ﹤0.01% |
23,600
-700
| -3% | -$574 |
|
|
NINE
5083
DELISTED
Nine Energy Service
NINE
| $17.9K | ﹤0.01% |
15,860
| – | – |
|
|
ONCY
5084
Oncolytics Biotech
ONCY
$89.9M
| $17.9K | ﹤0.01% |
20,522
+13
| +0.1% | +$13 |
|
5085
Innoviz Technologies
INVZ
$95M
| $17.8K | ﹤0.01% |
21,449
-1,799
| -8% | -$1.37K |
|
|
MOND
5086
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
| $17.2K | ﹤0.01% |
12,400
| – | – |
|
|
GAU
5087
Galiano Gold
GAU
$455M
| $17.2K | ﹤0.01% |
12,095
+1,500
| +14% | +$2.39K |
|
5088
D-Wave Quantum Inc. Common Stock
QBTS
$6.7B
| $16.9K | ﹤0.01% |
+17,195
| New | +$17.2K |
|
|
NAK
5089
Northern Dynasty Minerals
NAK
$784M
| $16.1K | ﹤0.01% |
48,450
+2,000
| +4% | +$702 |
|
5090
Mobix Labs
MOBX
$25.5M
| $15.9K | ﹤0.01% |
1,500
| – | – |
|
5091
AtaiBeckley Inc
ATAI
$2.66B
| $15.9K | ﹤0.01% |
13,687
+500
| +4% | +$666 |
|
5092
374Water
SCWO
$38.1M
| $14.9K | ﹤0.01% |
+1,099
| New | +$13.3K |
|
|
AGIG
5093
Abundia Global Impact Group
AGIG
$42.5M
| $14.8K | ﹤0.01% |
1,350
| – | – |
|
5094
Purple Innovation
PRPL
$35.3M
| $14.7K | ﹤0.01% |
595
+10
| +2% | +$289 |
|
5095
LiveOne
LVO
$61.7M
| $14.4K | ﹤0.01% |
1,520
| – | – |
|
|
DXYN
5096
DELISTED
Dixie Group Inc
DXYN
| $14K | ﹤0.01% |
+20,000
| New | +$14.2K |
|
|
CUTR
5097
DELISTED
Cutera, Inc.
CUTR
| $13.8K | ﹤0.01% |
17,500
| – | – |
|
5098
Rekor Systems
REKR
$85.8M
| $13.6K | ﹤0.01% |
11,555
-7,075
| -38% | -$10.4K |
|
5099
Cue Biopharma
CUE
$113M
| $13.6K | ﹤0.01% |
598
| – | – |
|
|
ME
5100
DELISTED
23andMe Holding Co
ME
| $13.2K | ﹤0.01% |
1,893
+440
| +30% | +$3.28K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.