LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5026
NextCure
NXTC
$16.9M
| $37K | ﹤0.01% |
2,250
-250
| -10% | -$4.6K |
|
5027
Angi Inc
ANGI
$229M
| $36.7K | ﹤0.01% |
1,421
+10
| +0.7% | +$241 |
|
|
CMCT
5028
Creative Media & Community Trust
CMCT
$10.3M
| $36.6K | ﹤0.01% |
+3
| New | +$151K |
|
|
SMR.WS
5029
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
| $36.6K | ﹤0.01% |
+11,500
| New | +$27K |
|
5030
iQIYI
IQ
$1.23B
| $36.2K | ﹤0.01% |
12,648
-2,080
| -14% | -$6.04K |
|
|
ASRT
5031
DELISTED
Assertio
ASRT
| $34.9K | ﹤0.01% |
1,970
-72
| -4% | -$1.43K |
|
5032
AbCellera Biologics
ABCL
$1.74B
| $34.6K | ﹤0.01% |
13,313
-5,750
| -30% | -$15.9K |
|
|
WBX
5033
Wallbox
WBX
$77.9M
| $33.9K | ﹤0.01% |
1,388
+30
| +2% | +$820 |
|
5034
Microvision
MVIS
$6.21M
| $33.8K | ﹤0.01% |
29,663
-3,359
| -10% | -$3.49K |
|
5035
Lucid Diagnostics
LUCD
$166M
| $33.7K | ﹤0.01% |
41,356
-101
| -0.2% | -$83 |
|
5036
Compugen
CGEN
$222M
| $33.6K | ﹤0.01% |
18,578
+418
| +2% | +$763 |
|
|
HYPD
5037
Hyperion DeFi Inc
HYPD
$40M
| $33.3K | ﹤0.01% |
806
+250
| +45% | +$16.1K |
|
5038
Sphere 3D
ANY
$18.5M
| $32.9K | ﹤0.01% |
3,639
| – | – |
|
5039
Red Cat Holdings
RCAT
$1.15B
| $31.5K | ﹤0.01% |
+12,393
| New | +$29.5K |
|
5040
Sundial Growers
SNDL
$320M
| $31.1K | ﹤0.01% |
15,088
-4,953
| -25% | -$10.4K |
|
5041
Accuray
ARAY
$32M
| $31K | ﹤0.01% |
17,221
-301
| -2% | -$573 |
|
|
OCFT
5042
DELISTED
OneConnect Financial Technology
OCFT
| $30.8K | ﹤0.01% |
11,000
-2,000
| -15% | -$3K |
|
|
NMG
5043
Nouveau Monde Graphite
NMG
$428M
| $30.5K | ﹤0.01% |
19,433
| – | – |
|
5044
Outdoor Holding Co
POWW
$249M
| $30.4K | ﹤0.01% |
21,259
-1,045
| -5% | -$1.66K |
|
5045
LivePerson
LPSN
$21.8M
| $30.1K | ﹤0.01% |
+1,570
| New | +$26.6K |
|
5046
Blue Ridge Bankshares
BRBS
$315M
| $30K | ﹤0.01% |
10,721
-2,000
| -16% | -$5.46K |
|
|
DNMR
5047
DELISTED
Danimer Scientific, Inc.
DNMR
| $29.9K | ﹤0.01% |
1,645
-52
| -3% | -$908 |
|
5048
Vuzix
VUZI
$194M
| $29.1K | ﹤0.01% |
24,904
+3,949
| +19% | +$4.31K |
|
5049
TMC The Metals Company
TMC
$1.54B
| $29.1K | ﹤0.01% |
27,450
+2,650
| +11% | +$2.96K |
|
5050
AEON Biopharma
AEON
$12.9M
| $28.2K | ﹤0.01% |
+373
| New | +$32.8K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.