LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$697M |
| 2 |
Vanguard S&P 500 ETF
VOO
|
+$532M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$389M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$292M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$280M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
|
+$87.2M |
| 2 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$63.4M |
| 3 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$57M |
| 4 |
iShares MSCI India ETF
INDA
|
+$57M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$45.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.26% |
| 2 | Financials | 3.6% |
| 3 | Consumer Discretionary | 2.98% |
| 4 | Healthcare | 2.45% |
| 5 | Industrials | 2.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4976
Ceragon Networks
CRNT
$197M
| $109K | ﹤0.01% |
+23,296
| New | +$78.6K |
|
4977
NGL Energy Partners
NGL
$2.05B
| $108K | ﹤0.01% |
21,740
-13,500
| -38% | -$60.4K |
|
|
FOLD
4978
DELISTED
Amicus Therapeutics
FOLD
| $108K | ﹤0.01% |
11,485
+388
| +3% | +$4.03K |
|
|
ORGN
4979
DELISTED
Origin Materials
ORGN
| $108K | ﹤0.01% |
2,815
+30
| +1% | +$1.14K |
|
|
KEEL
4980
Keel Infrastructure Corp
KEEL
$2.4B
| $107K | ﹤0.01% |
71,901
-761
| -1% | -$1.52K |
|
4981
Duos Technologies
DUOT
$270M
| $107K | ﹤0.01% |
+17,900
| New | +$80.3K |
|
4982
BGSF Inc
BGSF
$59.5M
| $106K | ﹤0.01% |
20,171
-250
| -1% | -$1.73K |
|
4983
Vuzix
VUZI
$194M
| $105K | ﹤0.01% |
26,768
+1,864
| +7% | +$3.82K |
|
4984
BioCryst Pharmaceuticals
BCRX
$2.28B
| $105K | ﹤0.01% |
13,932
-1,940
| -12% | -$14.7K |
|
|
ACRE
4985
Ares Commercial Real Estate
ACRE
$236M
| $104K | ﹤0.01% |
17,729
+1,392
| +9% | +$9.38K |
|
4986
Empire State Realty Series ES
ESBA
$1.34B
| $104K | ﹤0.01% |
10,238
+30
| +0.3% | +$320 |
|
4987
Nomura Holdings
NMR
$28.3B
| $104K | ﹤0.01% |
17,951
+6,103
| +52% | +$34.6K |
|
4988
Manitowoc
MTW
$497M
| $104K | ﹤0.01% |
11,374
+1,030
| +10% | +$10.2K |
|
4989
Taysha Gene Therapies
TSHA
$1.68B
| $104K | ﹤0.01% |
+60,000
| New | +$124K |
|
4990
Data Storage Corp
DTST
$7.13M
| $103K | ﹤0.01% |
+24,406
| New | +$97.2K |
|
4991
GeoPark
GPRK
$633M
| $103K | ﹤0.01% |
11,075
-11,450
| -51% | -$102K |
|
|
MCW
4992
DELISTED
Mister Car Wash
MCW
| $102K | ﹤0.01% |
+13,996
| New | +$102K |
|
|
TSE
4993
DELISTED
Trinseo
TSE
| $102K | ﹤0.01% |
+19,936
| New | +$98.4K |
|
|
NYXH
4994
Nyxoah
NYXH
$140M
| $102K | ﹤0.01% |
+12,700
| New | +$111K |
|
4995
Relay Therapeutics
RLAY
$4.1B
| $101K | ﹤0.01% |
24,618
-6,564
| -21% | -$35.7K |
|
4996
Televisa
TV
$1.48B
| $101K | ﹤0.01% |
60,090
-110,725
| -65% | -$240K |
|
4997
Anixa Biosciences
ANIX
$116M
| $99.6K | ﹤0.01% |
42,937
+11,633
| +37% | +$36.1K |
|
|
ADAP
4998
DELISTED
Adaptimmune Therapeutics
ADAP
| $98.8K | ﹤0.01% |
183,479
+94,623
| +106% | +$69K |
|
4999
Village Farms International
VFF
$234M
| $97.2K | ﹤0.01% |
126,090
+6,926
| +6% | +$5.79K |
|
5000
Cabaletta Bio
CABA
$437M
| $96.2K | ﹤0.01% |
42,386
+5,716
| +16% | +$20.1K |
|
Similar funds
LPL Financial's Q4 2024 Portfolio in Review
As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.
- LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
- LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
- LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
- LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
- LPL Financial opened 337 new positions and closed 245 in Q4 2024.
- LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.
Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.