LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Vanguard Financials ETF
VFH
$13.5B
| $4.92M | 0.03% |
106,112
-2,806
| -3% | -$127K |
|
477
iShares MSCI Singapore ETF
EWS
$1.04B
| $4.92M | 0.03% |
181,945
+34,146
| +23% | +$929K |
|
478
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
| $4.92M | 0.03% |
81,248
+19,089
| +31% | +$1.14M |
|
|
VTA
479
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $4.92M | 0.03% |
379,938
-24,777
| -6% | -$320K |
|
480
Johnson Controls International
JCI
$88.8B
| $4.92M | 0.03% |
94,039
+11,316
| +14% | +$563K |
|
|
KYE
481
DELISTED
Kayne Anderson Energy
KYE
| $4.91M | 0.03% |
151,496
-3,568
| -2% | -$104K |
|
482
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $4.89M | 0.03% |
103,270
+7,595
| +8% | +$358K |
|
483
PIMCO Dynamic Income Fund
PDI
$7.39B
| $4.89M | 0.03% |
143,315
-23,738
| -14% | -$774K |
|
484
Capri Holdings
CPRI
$1.83B
| $4.88M | 0.03% |
55,104
-22,762
| -29% | -$2.09M |
|
|
BPL
485
DELISTED
Buckeye Partners, L.P.
BPL
| $4.87M | 0.03% |
58,609
+3,588
| +7% | +$280K |
|
486
Williams Companies
WMB
$87.5B
| $4.86M | 0.03% |
83,437
-44,468
| -35% | -$2.06M |
|
|
STON
487
DELISTED
StoneMor Inc.
STON
| $4.85M | 0.03% |
200,322
+16,836
| +9% | +$410K |
|
488
iShares MSCI Australia ETF
EWA
$1.39B
| $4.83M | 0.03% |
184,792
+70,478
| +62% | +$1.86M |
|
489
Palo Alto Networks
PANW
$270B
| $4.83M | 0.03% |
345,384
+292,332
| +551% | +$3.41M |
|
|
CB
490
DELISTED
CHUBB CORPORATION
CB
| $4.76M | 0.03% |
51,695
+29,277
| +131% | +$2.69M |
|
491
McKesson
MCK
$100B
| $4.75M | 0.03% |
25,514
-104
| -0.4% | -$18.5K |
|
492
American Electric Power
AEP
$69.6B
| $4.74M | 0.03% |
84,904
+13,028
| +18% | +$687K |
|
|
TRND
493
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
| $4.72M | 0.03% |
122,212
-122
| -0.1% | -$4.56K |
|
494
BlackRock Income Trust
BKT
$330M
| $4.71M | 0.03% |
236,320
-1,754
| -0.7% | -$34.7K |
|
495
iShares Core Moderate Allocation ETF
AOM
$1.75B
| $4.69M | 0.03% |
131,403
+700
| +0.5% | +$24.6K |
|
|
IGR
496
CBRE Global Real Estate Income Fund
IGR
$709M
| $4.69M | 0.03% |
514,711
+22,574
| +5% | +$197K |
|
497
WisdomTree Europe SmallCap Dividend Fund
DFE
$166M
| $4.67M | 0.03% |
77,349
-73,306
| -49% | -$4.53M |
|
498
Booking.com
BKNG
$149B
| $4.66M | 0.03% |
96,925
-8,725
| -8% | -$419K |
|
|
TWX
499
DELISTED
Time Warner Inc
TWX
| $4.65M | 0.03% |
66,236
-8,090
| -11% | -$532K |
|
500
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
| $4.65M | 0.03% |
46,249
+412
| +0.9% | +$39.4K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.