LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Yum! Brands
YUM
$41.4B
| $4.54M | 0.03% |
83,733
-29,390
| -26% | -$1.55M |
|
|
UN
477
DELISTED
Unilever NV New York Registry Shares
UN
| $4.54M | 0.03% |
110,355
+2,532
| +2% | +$98.5K |
|
478
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$467M
| $4.53M | 0.03% |
75,378
-2,042
| -3% | -$120K |
|
479
McKesson
MCK
$104B
| $4.52M | 0.03% |
25,618
+4,888
| +24% | +$854K |
|
480
Tesla
TSLA
$1.21T
| $4.51M | 0.03% |
324,750
+45,810
| +16% | +$614K |
|
481
United Rentals
URI
$67.9B
| $4.51M | 0.03% |
47,475
-2,619
| -5% | -$222K |
|
|
TRND
482
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
| $4.5M | 0.03% |
122,334
+6,568
| +6% | +$237K |
|
483
iShares International Treasury Bond ETF
IGOV
$1.51B
| $4.48M | 0.03% |
87,094
+7,742
| +10% | +$394K |
|
484
PNC Financial Services
PNC
$100B
| $4.47M | 0.03% |
51,364
+46
| +0.1% | +$3.75K |
|
485
KKR & Co
KKR
$92.2B
| $4.47M | 0.03% |
195,555
+33,455
| +21% | +$810K |
|
|
EVV
486
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $4.46M | 0.03% |
292,371
-9,697
| -3% | -$148K |
|
487
United States Natural Gas Fund
UNG
$444M
| $4.45M | 0.03% |
11,395
-3,479
| -23% | -$1.34M |
|
488
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $4.45M | 0.03% |
95,675
+3,021
| +3% | +$140K |
|
489
Texas Instruments
TXN
$253B
| $4.44M | 0.03% |
94,149
-217
| -0.2% | -$9.58K |
|
|
PCL
490
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
| $4.43M | 0.03% |
105,379
+15,711
| +18% | +$676K |
|
491
Invesco S&P 500 Revenue ETF
RWL
$9.67B
| $4.41M | 0.03% |
119,096
-12,032
| -9% | -$433K |
|
|
PPL
492
PPL Corp
PPL
$27.3B
| $4.4M | 0.03% |
142,450
+13,797
| +11% | +$401K |
|
493
Sysco
SYY
$40.7B
| $4.38M | 0.03% |
121,104
-5,415
| -4% | -$194K |
|
494
ProShares Ultra QQQ
QLD
$12.2B
| $4.37M | 0.03% |
1,405,280
+252,704
| +22% | +$794K |
|
495
VF Corp
VFC
$7.16B
| $4.36M | 0.03% |
74,772
-3,300
| -4% | -$186K |
|
|
SDRL
496
DELISTED
Seadrill Limited Common Stock
SDRL
| $4.33M | 0.03% |
460
-229
| -33% | -$2.25M |
|
497
EOG Resources
EOG
$74.4B
| $4.3M | 0.03% |
43,882
+27,240
| +164% | +$2.42M |
|
|
RSX
498
DELISTED
VanEck Russia ETF
RSX
| $4.25M | 0.03% |
177,310
+7,040
| +4% | +$176K |
|
499
Under Armour
UAA
$3.04B
| $4.25M | 0.03% |
149,228
-3,392
| -2% | -$88K |
|
500
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
| $4.24M | 0.03% |
109,888
+125
| +0.1% | +$4.79K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.