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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$165B
AUM Growth
+$22.3B
Cap. Flow
+$8.14B
Cap. Flow %
4.93%
Top 10 Hldgs %
17.84%
Holding
4,981
New
301
Increased
2,632
Reduced
1,777
Closed
188

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$374M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$242M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$242M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$240M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$205M

Top Sells

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$147M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$116M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$71M
4
VONV icon
Vanguard Russell 1000 Value ETF
VONV
+$64.6M
5
EZU icon
iShare MSCI Eurozone ETF
EZU
+$64.1M

Sector Composition

Rank Sector Weight
1 Technology 6.89%
2 Financials 3.17%
3 Healthcare 2.77%
4 Consumer Discretionary 2.65%
5 Industrials 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
26
iShares Core S&P US Value ETF
IUSV
$27.3B
$1.03B 0.62%
12,175,492
+620,117
+5% +$48.3M
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$226B
$955M 0.58%
19,946,369
+261,545
+1% +$11.7M
VIG icon
28
Vanguard Dividend Appreciation ETF
VIG
$111B
$903M 0.55%
5,297,764
+98,371
+2% +$15.8M
SCHD icon
29
Schwab US Dividend Equity ETF
SCHD
$103B
$873M 0.53%
34,411,374
+593,769
+2% +$14.1M
IWF icon
30
iShares Russell 1000 Growth ETF
IWF
$119B
$869M 0.53%
11,469,432
+571,376
+5% +$40.4M
RDVY icon
31
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$869M 0.53%
16,821,225
+688,801
+4% +$32.6M
VCIT icon
32
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$867M 0.53%
10,666,729
+227,638
+2% +$17.6M
FVD icon
33
First Trust Value Line Dividend Fund
FVD
$8.34B
$865M 0.52%
21,338,225
-1,290,989
-6% -$49.5M
SPDW icon
34
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$847M 0.51%
24,912,564
+2,247,432
+10% +$71.3M
QQQM icon
35
Invesco NASDAQ 100 ETF
QQQM
$95.3B
$844M 0.51%
5,006,605
+1,123,383
+29% +$175M
BIL icon
36
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$844M 0.51%
9,232,372
+679,699
+8% +$62.2M
XLV icon
37
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$839M 0.51%
6,153,519
-35,760
-0.6% -$4.65M
SPTI icon
38
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$800M 0.48%
28,004,410
+1,520,976
+6% +$42.2M
COWZ icon
39
Pacer US Cash Cows 100 ETF
COWZ
$18.5B
$782M 0.47%
15,040,403
+1,823,279
+14% +$90.6M
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.07T
$718M 0.44%
2,014,376
+62,825
+3% +$22.1M
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$138B
$702M 0.43%
7,072,849
+312,479
+5% +$29.7M
SPSM icon
42
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$696M 0.42%
16,495,286
+240,525
+1% +$9.06M
VB icon
43
Vanguard Small-Cap ETF
VB
$79.6B
$693M 0.42%
3,247,041
+154,679
+5% +$29.8M
VO icon
44
Vanguard Mid-Cap ETF
VO
$106B
$683M 0.41%
11,737,700
+506,944
+5% +$27.1M
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.01T
$676M 0.41%
4,839,210
+391,786
+9% +$52.6M
FTCS icon
46
First Trust Capital Strength ETF
FTCS
$7.9B
$671M 0.41%
8,379,404
-244,531
-3% -$18.6M
USFR icon
47
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$636M 0.38%
12,649,936
+1,010,728
+9% +$50.9M
MUB icon
48
iShares National Muni Bond ETF
MUB
$45.2B
$631M 0.38%
5,816,803
+656,936
+13% +$68.7M
EFV icon
49
iShares MSCI EAFE Value ETF
EFV
$28.3B
$616M 0.37%
11,816,879
-1,084,997
-8% -$53.7M
XLE icon
50
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$608M 0.37%
14,512,980
-723,574
-5% -$30.9M
1
2
3 4 5

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LPL Financial's Q4 2023 Portfolio in Review

As of Q4 2023, LPL Financial held 4,981 positions worth $165B, up 16% from $143B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

LPL Financial deployed $8.14B of net new capital in Q4 2023, opening 301 new positions and adding to 2,632 existing holdings. Its largest new stake was Veralto: 345,362 shares worth $28.4M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI EAFE Growth ETF, an estimated $147M trimmed.

  • LPL Financial's largest Q4 2023 buy was Veralto: 345,362 shares worth $28.4M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q4 2023, an estimated $374M increase.
  • LPL Financial's biggest Q4 2023 reduction was iShares MSCI EAFE Growth ETF, cutting an estimated $147M.
  • LPL Financial fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $71M.
  • LPL Financial's ten largest holdings make up 18% of its $165B portfolio in Q4 2023.
  • LPL Financial opened 301 new positions and closed 188 in Q4 2023.
  • LPL Financial's portfolio value rose 16% quarter-over-quarter to $165B.

Based on LPL Financial's 13F filing for Q4 2023, filed 14 Feb 2024.