LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+5.95%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$128B
AUM Growth
+$128B
Cap. Flow
+$6.1B
Cap. Flow %
4.75%
Top 10 Hldgs %
17.4%
Holding
4,654
New
228
Increased
2,603
Reduced
1,527
Closed
196
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
AMZN icon
26
Amazon
AMZN
$2.44T
$815M 0.63% 7,889,887 +291,363 +4% +$30.1M
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$171B
$788M 0.61% 17,446,868 +415,401 +2% +$18.8M
VCIT icon
28
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.4B
$786M 0.61% 9,803,819 +2,340 +0% +$188K
XLK icon
29
Technology Select Sector SPDR Fund
XLK
$83.9B
$775M 0.6% 5,132,267 +170,182 +3% +$25.7M
VIG icon
30
Vanguard Dividend Appreciation ETF
VIG
$95.4B
$768M 0.6% 4,986,113 +1,410 +0% +$217K
SCHD icon
31
Schwab US Dividend Equity ETF
SCHD
$72.5B
$740M 0.58% 10,114,703 +1,110,089 +12% +$81.2M
XLE icon
32
Energy Select Sector SPDR Fund
XLE
$27.6B
$697M 0.54% 8,419,458 +41,216 +0.5% +$3.41M
RDVY icon
33
First Trust Rising Dividend Achievers ETF
RDVY
$16.4B
$681M 0.53% 15,180,625 -170,258 -1% -$7.64M
VB icon
34
Vanguard Small-Cap ETF
VB
$66.4B
$677M 0.53% 3,571,614 +151,148 +4% +$28.7M
IWF icon
35
iShares Russell 1000 Growth ETF
IWF
$116B
$665M 0.52% 2,722,264 -96,527 -3% -$23.6M
BIL icon
36
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$642M 0.5% 6,986,955 +203,364 +3% +$18.7M
FTCS icon
37
First Trust Capital Strength ETF
FTCS
$8.49B
$617M 0.48% 8,454,131 +285,871 +3% +$20.9M
USMV icon
38
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$607M 0.47% 8,346,981 +651,701 +8% +$47.4M
EFG icon
39
iShares MSCI EAFE Growth ETF
EFG
$13.1B
$601M 0.47% 6,413,251 +2,041,010 +47% +$191M
NVDA icon
40
NVIDIA
NVDA
$4.24T
$587M 0.46% 2,113,718 -21,082 -1% -$5.86M
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$131B
$583M 0.45% 5,853,333 -861,824 -13% -$85.9M
SPDW icon
42
SPDR Portfolio Developed World ex-US ETF
SPDW
$29.1B
$565M 0.44% 17,593,624 +2,917,012 +20% +$93.7M
FTSM icon
43
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
$548M 0.43% 9,211,960 +273,367 +3% +$16.3M
COWZ icon
44
Pacer US Cash Cows 100 ETF
COWZ
$20B
$548M 0.43% 11,675,622 +1,561,289 +15% +$73.3M
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.09T
$534M 0.42% 1,730,323 +90,034 +5% +$27.8M
SPTI icon
46
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$9.04B
$533M 0.41% 18,406,776 +11,763,464 +177% +$340M
DGRO icon
47
iShares Core Dividend Growth ETF
DGRO
$33.7B
$522M 0.41% 10,446,138 +835,252 +9% +$41.8M
GLD icon
48
SPDR Gold Trust
GLD
$107B
$518M 0.4% 2,827,609 +281,400 +11% +$51.6M
VYM icon
49
Vanguard High Dividend Yield ETF
VYM
$64B
$511M 0.4% 4,847,919 +191,117 +4% +$20.2M
SHY icon
50
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$511M 0.4% 6,220,945 +1,220,741 +24% +$100M