LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+4.98%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$86.9B
AUM Growth
+$86.9B
Cap. Flow
+$6.69B
Cap. Flow %
7.7%
Top 10 Hldgs %
18.65%
Holding
4,189
New
399
Increased
2,445
Reduced
1,127
Closed
143
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
GSLC icon
26
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.2B
$593M 0.68% 7,492,762 -1,328,867 -15% -$105M
IWF icon
27
iShares Russell 1000 Growth ETF
IWF
$116B
$574M 0.66% 2,363,699 +15,098 +0.6% +$3.67M
USMV icon
28
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$572M 0.66% 8,264,710 -2,307,995 -22% -$160M
VB icon
29
Vanguard Small-Cap ETF
VB
$66.4B
$541M 0.62% 2,528,434 +400,503 +19% +$85.7M
VO icon
30
Vanguard Mid-Cap ETF
VO
$87.5B
$493M 0.57% 2,229,038 +807,240 +57% +$179M
USHY icon
31
iShares Broad USD High Yield Corporate Bond ETF
USHY
$25.3B
$489M 0.56% 11,864,771 +759,740 +7% +$31.3M
GOVT icon
32
iShares US Treasury Bond ETF
GOVT
$27.9B
$486M 0.56% 18,558,331 +5,334,064 +40% +$140M
ARKK icon
33
ARK Innovation ETF
ARKK
$7.45B
$443M 0.51% 3,692,331 +767,544 +26% +$92.1M
IUSB icon
34
iShares Core Total USD Bond Market ETF
IUSB
$34B
$429M 0.49% 8,139,230 +7,523,388 +1,222% +$397M
IGSB icon
35
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$424M 0.49% 7,755,766 +1,858,557 +32% +$102M
EMB icon
36
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$424M 0.49% 3,894,480 +335,449 +9% +$36.5M
FTCS icon
37
First Trust Capital Strength ETF
FTCS
$8.49B
$420M 0.48% 5,930,856 -49,825 -0.8% -$3.53M
BSV icon
38
Vanguard Short-Term Bond ETF
BSV
$38.5B
$418M 0.48% 5,084,516 +374,503 +8% +$30.8M
XLK icon
39
Technology Select Sector SPDR Fund
XLK
$83.9B
$409M 0.47% 3,078,902 -315,396 -9% -$41.9M
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$406M 0.47% 7,805,066 +952,919 +14% +$49.6M
VGT icon
41
Vanguard Information Technology ETF
VGT
$99.7B
$405M 0.47% 1,130,331 +25,494 +2% +$9.14M
MBB icon
42
iShares MBS ETF
MBB
$41B
$376M 0.43% 3,470,390 -419,437 -11% -$45.5M
EFV icon
43
iShares MSCI EAFE Value ETF
EFV
$27.8B
$347M 0.4% 6,803,654 +6,303,936 +1,261% +$321M
META icon
44
Meta Platforms (Facebook)
META
$1.86T
$345M 0.4% 1,170,664 +20,570 +2% +$6.06M
LQD icon
45
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$343M 0.39% 2,637,057 -1,446,777 -35% -$188M
SPYG icon
46
SPDR Portfolio S&P 500 Growth ETF
SPYG
$40.4B
$339M 0.39% 6,004,788 +52,637 +0.9% +$2.97M
IVW icon
47
iShares S&P 500 Growth ETF
IVW
$63.1B
$325M 0.37% 4,993,061 -368,576 -7% -$24M
VYM icon
48
Vanguard High Dividend Yield ETF
VYM
$64B
$324M 0.37% 3,209,963 +79,332 +3% +$8.02M
GLD icon
49
SPDR Gold Trust
GLD
$107B
$323M 0.37% 2,019,199 -253,297 -11% -$40.5M
XLV icon
50
Health Care Select Sector SPDR Fund
XLV
$33.9B
$312M 0.36% 2,669,832 -220,669 -8% -$25.8M