LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+2.94%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$46.9B
AUM Growth
+$46.9B
Cap. Flow
+$1.4B
Cap. Flow %
2.98%
Top 10 Hldgs %
23.26%
Holding
3,385
New
218
Increased
1,711
Reduced
1,251
Closed
127
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
FVD icon
26
First Trust Value Line Dividend Fund
FVD
$9.18B
$308M 0.66% 9,124,589 +1,219,214 +15% +$41.1M
SRLN icon
27
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$301M 0.64% 6,518,728 +377,025 +6% +$17.4M
ITOT icon
28
iShares Core S&P Total US Stock Market ETF
ITOT
$75.2B
$286M 0.61% 4,298,075 +320,517 +8% +$21.4M
IVE icon
29
iShares S&P 500 Value ETF
IVE
$41.2B
$279M 0.59% 2,391,775 +77,568 +3% +$9.04M
MSFT icon
30
Microsoft
MSFT
$3.77T
$278M 0.59% 2,074,735 +99,844 +5% +$13.4M
BSV icon
31
Vanguard Short-Term Bond ETF
BSV
$38.5B
$262M 0.56% 3,252,063 +421,911 +15% +$34M
VB icon
32
Vanguard Small-Cap ETF
VB
$66.4B
$253M 0.54% 1,617,147 +43,470 +3% +$6.81M
VYM icon
33
Vanguard High Dividend Yield ETF
VYM
$64B
$252M 0.54% 2,884,600 +255,244 +10% +$22.3M
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$230M 0.49% 5,403,002 +97,927 +2% +$4.16M
LQD icon
35
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$229M 0.49% 1,844,191 -126,487 -6% -$15.7M
SHY icon
36
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$220M 0.47% 2,599,325 +1,247,910 +92% +$106M
DIA icon
37
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.9B
$217M 0.46% 816,808 +132,525 +19% +$35.2M
BNDX icon
38
Vanguard Total International Bond ETF
BNDX
$68.3B
$210M 0.45% 3,662,529 +342,382 +10% +$19.6M
GOVT icon
39
iShares US Treasury Bond ETF
GOVT
$27.9B
$208M 0.44% 8,059,035 +4,396,791 +120% +$114M
XLF icon
40
Financial Select Sector SPDR Fund
XLF
$54.1B
$208M 0.44% 7,528,792 -467,538 -6% -$12.9M
PRF icon
41
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$204M 0.43% 1,745,370 +150,944 +9% +$17.6M
IWD icon
42
iShares Russell 1000 Value ETF
IWD
$63.5B
$204M 0.43% 1,600,077 -13,272 -0.8% -$1.69M
VGT icon
43
Vanguard Information Technology ETF
VGT
$99.7B
$202M 0.43% 955,858 +33,918 +4% +$7.15M
NEAR icon
44
iShares Short Maturity Bond ETF
NEAR
$3.52B
$198M 0.42% 3,934,412 -140,102 -3% -$7.05M
XLV icon
45
Health Care Select Sector SPDR Fund
XLV
$33.9B
$189M 0.4% 2,042,336 -45,392 -2% -$4.21M
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.09T
$177M 0.38% 829,450 +44,874 +6% +$9.57M
VO icon
47
Vanguard Mid-Cap ETF
VO
$87.5B
$176M 0.37% 1,051,530 +42,230 +4% +$7.06M
VNQ icon
48
Vanguard Real Estate ETF
VNQ
$34.6B
$176M 0.37% 2,008,016 +137,857 +7% +$12M
PFF icon
49
iShares Preferred and Income Securities ETF
PFF
$14.4B
$173M 0.37% 4,691,255 +155,406 +3% +$5.73M
MBB icon
50
iShares MBS ETF
MBB
$41B
$173M 0.37% 1,605,429 +294,438 +22% +$31.7M