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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$13.9B
AUM Growth
–
Cap. Flow
+$15.3B
Cap. Flow %
110.13%
Top 10 Hldgs %
21.44%
Holding
2,419
New
2,415
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$1.22B
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$538M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$473M
4
MBB icon
iShares MBS ETF
MBB
+$439M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$287M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Energy 2.77%
3 Healthcare 2.59%
4 Financials 2.46%
5 Consumer Staples 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
26
iShares Russell 1000 ETF
IWB
$47.7B
$97.4M 0.7%
+1,082,890
New +$97M
XLI icon
27
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$95.3M 0.68%
+2,234,349
New +$94.9M
VCIT icon
28
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$89.3M 0.64%
+1,075,953
New +$93.5M
IJR icon
29
iShares Core S&P Small-Cap ETF
IJR
$109B
$88.9M 0.64%
+1,969,430
New +$87.2M
XHB icon
30
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$83.4M 0.6%
+2,835,351
New +$85.9M
DVY icon
31
iShares Select Dividend ETF
DVY
$24B
$83.1M 0.6%
+1,298,888
New +$84.1M
PKW icon
32
Invesco BuyBack Achievers ETF
PKW
$1.69B
$81.7M 0.59%
+2,299,276
New +$81M
XLF icon
33
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$81.6M 0.59%
+4,778,983
New +$80.1M
VNQ icon
34
Vanguard Real Estate ETF
VNQ
$39.9B
$79.4M 0.57%
+1,155,678
New +$84M
HYD icon
35
VanEck High Yield Muni ETF
HYD
$4.44B
$77.7M 0.56%
+1,270,051
New +$82.4M
MINT icon
36
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$77.6M 0.56%
+766,453
New +$77.8M
RSP icon
37
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$74.7M 0.54%
+1,219,604
New +$74.7M
AMLP icon
38
Alerian MLP ETF
AMLP
$13B
$72.5M 0.52%
+811,774
New +$71.6M
VUG icon
39
Vanguard Growth ETF
VUG
$216B
$71.9M 0.52%
+5,523,414
New +$72.9M
SDY icon
40
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$71.2M 0.51%
+1,074,368
New +$72.4M
XOM icon
41
ExxonMobil
XOM
$651B
$70.8M 0.51%
+783,821
New +$70.5M
MUB icon
42
iShares National Muni Bond ETF
MUB
$45.1B
$67.5M 0.48%
+642,350
New +$70.3M
EPP icon
43
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$64.6M 0.46%
+1,501,374
New +$72.3M
GE icon
44
GE Aerospace
GE
$367B
$64.6M 0.46%
+580,831
New +$64.3M
JNJ icon
45
Johnson & Johnson
JNJ
$634B
$63.1M 0.45%
+734,820
New +$62.4M
T icon
46
AT&T
T
$165B
$59.7M 0.43%
+2,231,662
New +$62M
IVW icon
47
iShares S&P 500 Growth ETF
IVW
$72.5B
$59.1M 0.42%
+2,814,308
New +$59.7M
UUP icon
48
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$58M 0.42%
+2,571,315
New +$57.7M
CVX icon
49
Chevron
CVX
$388B
$57.6M 0.41%
+487,153
New +$58.9M
VZ icon
50
Verizon
VZ
$194B
$54.9M 0.39%
+1,090,434
New +$55.7M
1
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LPL Financial's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for LPL Financial, which disclosed 2,419 positions worth $13.9B. Its ten largest holdings account for 21% of the portfolio.

Its largest position is iShares TIPS Bond ETF: 10,326,273 shares worth $116M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, followed by Energy and Healthcare.

  • LPL Financial's largest Q2 2013 buy was iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
  • LPL Financial's ten largest holdings make up 21% of its $13.9B portfolio in Q2 2013.
  • LPL Financial disclosed 2,419 positions in Q2 2013, its first 13F filing on record.

Based on LPL Financial's 13F filing for Q2 2013, filed 15 Aug 2013.