LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AHT
4951
Ashford Hospitality Trust
AHT
$20.9M
| $13.5K | ﹤0.01% |
1,395
+136
| +11% | +$1.63K |
|
4952
Playboy Inc
PLBY
$141M
| $13.5K | ﹤0.01% |
17,364
-5,440
| -24% | -$5.06K |
|
4953
Kartoon Studios
TOON
$34.8M
| $13.5K | ﹤0.01% |
+13,066
| New | +$15K |
|
|
BCTX
4954
Briacell Therapeutics
BCTX
$30.2M
| $13.2K | ﹤0.01% |
+77
| New | +$21.8K |
|
|
ZEPP
4955
Zepp Health
ZEPP
$68M
| $13K | ﹤0.01% |
5,413
+250
| +5% | +$812 |
|
4956
Kopin
KOPN
$654M
| $12.8K | ﹤0.01% |
15,300
-1,500
| -9% | -$1.46K |
|
4957
Genius Group
GNS
$30.4M
| $12.8K | ﹤0.01% |
4,612
+3,598
| +355% | +$12.9K |
|
|
RGF
4958
DELISTED
The Real Good Food Company, Inc. Class A Common Stock
RGF
| $12.8K | ﹤0.01% |
+2,125
| New | +$12.4K |
|
4959
KULR Technology Group
KULR
$117M
| $12.6K | ﹤0.01% |
3,986
+101
| +3% | +$362 |
|
|
EVA
4960
DELISTED
Enviva Inc.
EVA
| $12.5K | ﹤0.01% |
29,011
+9,700
| +50% | +$4.88K |
|
4961
Dragonfly Energy
DFLI
$16.8M
| $12.3K | ﹤0.01% |
+161
| New | +$12.5K |
|
|
HELP
4962
Cybin Inc
HELP
$471M
| $12.2K | ﹤0.01% |
1,184
-33
| -3% | -$432 |
|
|
ME
4963
DELISTED
23andMe Holding Co
ME
| $11.4K | ﹤0.01% |
1,453
-199
| -12% | -$1.91K |
|
4964
Algoma Steel Group Warrant
ASTLW
$157K
| $11.3K | ﹤0.01% |
12,600
| – | – |
|
|
CMRX
4965
DELISTED
Chimerix, Inc.
CMRX
| $11.2K | ﹤0.01% |
+12,728
| New | +$12.1K |
|
4966
Clene
CLNN
$63.8M
| $10.7K | ﹤0.01% |
1,505
+25
| +2% | +$187 |
|
4967
CALL
Rigetti Computing
RGTI
$4.83B
| $10.7K | ﹤0.01% |
10,000
+9,900
| +9,900% | +$11.4K |
|
4968
Paramount Gold Nevada
PZG
$93.5M
| $10.6K | ﹤0.01% |
26,425
+11,000
| +71% | +$5.07K |
|
4969
Presidio Property Trust
SQFT
$3.01M
| $10.3K | ﹤0.01% |
1,483
| – | – |
|
4970
Comstock
LODE
$215M
| $9.4K | ﹤0.01% |
5,730
-3,740
| -39% | -$9.7K |
|
4971
Solitario Resources
XPL
$67.9M
| $8.85K | ﹤0.01% |
10,000
-1,000
| -9% | -$791 |
|
|
VXRT
4972
DELISTED
Vaxart
VXRT
| $8.48K | ﹤0.01% |
12,707
+1,799
| +16% | +$1.49K |
|
4973
Cardio Diagnostics
CDIO
$4.62M
| $8.36K | ﹤0.01% |
+507
| New | +$11.9K |
|
|
VINC
4974
DELISTED
Vincerx Pharma, Inc. Common Stock
VINC
| $8.32K | ﹤0.01% |
514
-175
| -25% | -$4.39K |
|
|
CBIO
4975
Crescent Biopharma
CBIO
$608M
| $8.17K | ﹤0.01% |
290
-290
| -50% | -$30.1K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.