LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4926
Atomera
ATOM
$200M
| $83.8K | ﹤0.01% |
31,881
-2,380
| -7% | -$7.42K |
|
4927
Inter&Co
INTR
$2.47B
| $83.3K | ﹤0.01% |
12,500
-2,000
| -14% | -$13.8K |
|
|
CIF
4928
DELISTED
MFS Intermediate High Income Fund
CIF
| $83.1K | ﹤0.01% |
46,680
-10,370
| -18% | -$18.2K |
|
4929
OmniAb
OABI
$287M
| $82.8K | ﹤0.01% |
19,564
-118
| -0.6% | -$510 |
|
|
TSI
4930
TCW Strategic Income Fund
TSI
$214M
| $82.5K | ﹤0.01% |
16,091
| – | – |
|
4931
Hertz
HTZ
$499M
| $82.3K | ﹤0.01% |
24,939
-57,372
| -70% | -$200K |
|
|
ACCD
4932
DELISTED
Accolade Inc
ACCD
| $82K | ﹤0.01% |
+21,289
| New | +$83.4K |
|
4933
Cibus
CBUS
$147M
| $82K | ﹤0.01% |
25,141
+12,000
| +91% | +$86.9K |
|
|
HDRO
4934
DELISTED
Defiance Next Gen H2 ETF
HDRO
| $81.8K | ﹤0.01% |
2,112
| – | – |
|
4935
MicroCloud Hologram
HOLO
$33.9M
| $81K | ﹤0.01% |
281
+218
| +346% | +$76.7K |
|
4936
Cipher Digital
CIFR
$9.13B
| $78.8K | ﹤0.01% |
20,349
-2,608
| -11% | -$11K |
|
4937
CEMIG Preferred Shares
CIG
$6.26B
| $78.6K | ﹤0.01% |
38,149
-4,750
| -11% | -$9.47K |
|
4938
NN Inc
NNBR
$255M
| $78.6K | ﹤0.01% |
+20,150
| New | +$72.6K |
|
4939
loanDepot
LDI
$532M
| $78.5K | ﹤0.01% |
28,749
| – | – |
|
4940
OraSure Technologies
OSUR
$279M
| $78.3K | ﹤0.01% |
18,334
+220
| +1% | +$945 |
|
4941
INmune Bio
INMB
$46.5M
| $77.3K | ﹤0.01% |
14,342
+945
| +7% | +$6.72K |
|
4942
Marqeta
MQ
$1.83B
| $76.9K | ﹤0.01% |
3,906
+343
| +10% | +$7.17K |
|
|
AMRN
4943
Amarin Corp
AMRN
$299M
| $76.1K | ﹤0.01% |
6,073
-663
| -10% | -$8.8K |
|
4944
Genasys
GNSS
$76.1M
| $74.8K | ﹤0.01% |
21,000
| – | – |
|
4945
Motorcar Parts of America
MPAA
$254M
| $74K | ﹤0.01% |
10,010
-21,861
| -69% | -$135K |
|
|
OPI
4946
DELISTED
Office Properties Income Trust
OPI
| $73.2K | ﹤0.01% |
33,592
-560
| -2% | -$1.27K |
|
4947
Clear Channel Outdoor Holdings
CCO
$1.23B
| $71.2K | ﹤0.01% |
44,500
| – | – |
|
4948
Cerus
CERS
$433M
| $70.8K | ﹤0.01% |
40,715
+970
| +2% | +$2.04K |
|
4949
Stereotaxis
STXS
$126M
| $70.8K | ﹤0.01% |
34,684
-70
| -0.2% | -$141 |
|
|
IMMP
4950
Immutep
IMMP
$56.3M
| $69.2K | ﹤0.01% |
31,332
+2,000
| +7% | +$4.41K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.