LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4926
Energy Vault
NRGV
$455M
| $21.5K | ﹤0.01% |
22,633
-850
| -4% | -$1.06K |
|
|
NVX
4927
NOVONIX
NVX
$91.5M
| $20.9K | ﹤0.01% |
+11,695
| New | +$26.1K |
|
|
OCFT
4928
DELISTED
OneConnect Financial Technology
OCFT
| $20.5K | ﹤0.01% |
13,000
| – | – |
|
|
ONCY
4929
Oncolytics Biotech
ONCY
$89.7M
| $20.3K | ﹤0.01% |
20,509
+2,500
| +14% | +$2.72K |
|
4930
ESS Tech
GWH
$21M
| $20K | ﹤0.01% |
1,628
+40
| +3% | +$451 |
|
|
APCX
4931
DELISTED
AppTech Payments
APCX
| $19K | ﹤0.01% |
20,200
-5,000
| -20% | -$4.55K |
|
|
LILM
4932
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
| $18.7K | ﹤0.01% |
23,568
| – | – |
|
|
VISN
4933
CALL
Vistance Networks Inc
VISN
$2.61B
| $18.4K | ﹤0.01% |
+15,000
| New | +$17.8K |
|
4934
CALL
Ginkgo Bioworks
DNA
$498M
| $18.4K | ﹤0.01% |
+1,375
| New | +$41K |
|
4935
Senseonics Holdings Inc
SENS
$254M
| $18.3K | ﹤0.01% |
2,298
+967
| +73% | +$8.62K |
|
|
GAU
4936
Galiano Gold
GAU
$457M
| $18.2K | ﹤0.01% |
+10,595
| New | +$17.3K |
|
4937
AtaiBeckley Inc
ATAI
$2.66B
| $17.5K | ﹤0.01% |
13,187
| – | – |
|
|
AGIG
4938
Abundia Global Impact Group
AGIG
$40.5M
| $17.4K | ﹤0.01% |
1,350
| – | – |
|
4939
Aqua Metals
AQMS
$9.78M
| $17K | ﹤0.01% |
266
+71
| +36% | +$6.5K |
|
4940
American Resources Corp
AREC
$183M
| $16.3K | ﹤0.01% |
22,300
+11,000
| +97% | +$13.4K |
|
|
GLDG
4941
GoldMining Inc
GLDG
$181M
| $15.7K | ﹤0.01% |
17,604
+926
| +6% | +$815 |
|
4942
Gevo
GEVO
$353M
| $15.7K | ﹤0.01% |
28,221
+4,388
| +18% | +$2.94K |
|
4943
Stem
STEM
$44.3M
| $15.3K | ﹤0.01% |
688
-638
| -48% | -$18.7K |
|
4944
Purple Innovation
PRPL
$34.5M
| $15.2K | ﹤0.01% |
585
+1
| +0.2% | +$35 |
|
4945
Clover Health Investments
CLOV
$2.23B
| $14.8K | ﹤0.01% |
+12,016
| New | +$10.8K |
|
|
NAK
4946
Northern Dynasty Minerals
NAK
$773M
| $14.4K | ﹤0.01% |
46,450
-3,000
| -6% | -$902 |
|
4947
Ondas Inc
ONDS
$3.87B
| $14.1K | ﹤0.01% |
24,300
-300
| -1% | -$243 |
|
4948
Orion Energy Systems
OESX
$38.9M
| $13.9K | ﹤0.01% |
1,257
-150
| -11% | -$1.47K |
|
4949
Microvast
MVST
$237M
| $13.7K | ﹤0.01% |
30,096
+1,000
| +3% | +$449 |
|
|
BIOR
4950
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
| $13.7K | ﹤0.01% |
2,071
-40
| -2% | -$272 |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.